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11 Feb 2019, 2:00 am
In 2017, a few major companies like Microsoft, SAP, and JP Morgan Chase decided to create the Autism at Work Employer Roundtable to swap best hiring and workplace practices for employees with autism. nambitomo / iStock / Getty Images Plus They did this because they wanted to help other companies see the high return on investment in hiring and training autistic employees, especially since around 80% of people with autism remain unemployed even though many are highly… [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin,… [read post]
19 Mar 2007, 5:53 pm
Judge Morgan put aside any substantial discussion of disgorgement at the hearing and said she would rule in a few days on the motion to disqualify and a motion to appoint a trustee. [read post]
29 Sep 2011, 10:29 am
By Nicolas Morgan and Patrick Hunnius, DLA Piper, Los Angeles, CA The Securities and Exchange Commission is increasing its scrutiny of China-based companies with securities traded on U.S. stock exchanges. [read post]
3 May 2018, 1:49 pm
He was previously employed by Morgan Keegan & Company, Inc. [read post]
9 Feb 2018, 12:51 pm
Many brokers at firms like UBS, Morgan Stanley and Voya targeted former employees and retirees of this company, in order to get them to invest in securities that may not have been suitable or appropriate for retirement accounts like a 401(k) or individual retirement account. [read post]
5 Oct 2023, 9:12 am
Since 2020, Georges and Michael have been defending a double death maritime case in which several crew members from an inland towboat traveled in their company skiff to a barroom on the Morgan City-Port Allen Route. [read post]
21 Mar 2016, 12:50 pm
Foster is accused of soliciting clients to invest in a fictitious company, SG Investments. [read post]
8 Dec 2008, 9:38 pm
Here's the Tribune Company's voluntary petition, and here's the docket in the Trib's main case, which as of 5:30pm EST has a single entry, that of the petition. [read post]
27 Jun 2017, 6:26 am
The FINRA complaint asserted that Richard Sampley participated in private securities transactions in a renewable energy company without getting prior written permission from his member firm. [read post]
8 Aug 2014, 6:01 am
Livingstone first became registered with FINRA in 1992 as a General Securities Representative with Morgan Stanley DW, Inc. [read post]
16 Apr 2009, 3:44 pm
A man who used to work for Morgan's Food is suing the company. [read post]
5 May 2008, 10:50 am
(In re Morgan Stanley Derivative Litigation, SD NY, 05 Civ. 6516, Mar27, 2008).When shareholders brings a derivative action on behalf of the companyagainst the directors, there is a threshold question of whether they made a demand on the board of directors. [read post]
27 Feb 2020, 6:00 am
(“JAB”), a private company that also owns Einstein Bros., Caribou Coffee and Krispy Kreme, acquired Panera Bread Company (“Panera”) via a cash-out merger for $315.00 per share on July 18, 2017. [read post]
30 Mar 2011, 8:55 am
The NYC Pension Funds submitted a proposal to at least three financial institutions, Citigroup, Bank of America, JP Morgan and Wells Fargo. [read post]
29 Aug 2014, 10:31 am
Section 87 requires that a company serve a notice to landowners where the company requires their land for a pipeline. [read post]
26 Mar 2013, 10:08 am
Morgan, 2013-11-4303 (E.D. [read post]
30 Mar 2015, 7:37 am
Severe Injuries Sustained by Passengers Tracy Morgan and James McNair were accompanied by two other passengers who were also injured in the accident. [read post]
4 Apr 2018, 4:48 am
Morgan Stanley was selected as first lead manager by Smartsheet and DocuSign. [read post]
25 Mar 2008, 10:10 pm
It has been said that valuation of a company is more of an art than a science. [read post]
