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16 Aug 2010, 3:20 pm by Securites Lawprof
Courts have typically approved SEC settlements under a lenient "fair and reasonable" standard, but Judge Jed Rakoff may have started a trend when he initially refused to approve the agency's settlement with Bank of America involving misstatements about the Merrill... [read post]
26 Oct 2007, 4:02 pm
Sunday Update: The board of Merrill Lynch has reached a broad consensus that E. [read post]
15 Mar 2010, 4:39 am by By DEALBOOK
Barclays Capital, the investment banking arm of the British bank Barclays, is eyeing a move toward the partnership model popular among American investment banks like Merrill Lynch and Goldman Sachs in the era before they were publicly traded, The Financial Times reported. [read post]
9 Jun 2008, 10:51 am
The leftover 299.4 million shares is expected to be placed on Monday by UBS, Merrill Lynch and Goldman Sachs. [...] [read post]
15 Sep 2008, 4:28 am
Many momentous events transpired this weekend: the likely collapse of Lehman Brothers, the impending purchase of Merrill Lynch by Bank of America and the apparent failure of American International Group to raise enough money to stave off a credit rating upgrade. [read post]
26 Jun 2009, 6:06 am
The internal e-mail disclosed as part of the House Oversight Committee's hearings on the BAC/Merrill deal make for some interesting reading. [read post]
2 Jan 2024, 1:04 pm
Former Merrill Lynch Rep Stuck In FINRA Arbitration Expungement Turnstile (BrokeAndBroker.com Blog)   Financial Professionals Coalition, Ltd. [read post]
15 Sep 2009, 1:37 pm
I continue to ponder Judge Rakoff's order refusing to approve the SEC-BofA consent judgment in connection with the alleged misstatements about the Merrill bonuses in the BofA proxy statement seeking approval of the merger. [read post]
28 Nov 2013, 2:00 pm by Gerry W. Beyer
According to a recent study from Bank of America Merrill Lynch, many adults with over $250,000 in investable assets were not discussing important financial planning concerns with their families. [read post]
27 Aug 2008, 5:06 am
Chad Bray, Wall Street Journal, More Guilty Pleas Vacated In Probe of NYSE Trading New York Attorney General Cuomo, Press Release, Attorney General Cuomo Announces Settlements with Merrill Lynch, Goldman Sachs, and Deutsche Bank to Recover Billions for Investors in... [read post]
20 Mar 2008, 5:02 am
Borders Group, the struggling bookstore chain, said Thursday it hired JPMorgan and Merrill Lynch to explore strategic alternatives, including a sale of all or part of the company. [read post]
10 Nov 2006, 12:25 pm
Heels is like that old Merrill Lynch advertising slogan: When he talks about the Internet, I listen. [read post]
21 Sep 2011, 1:01 am
James Merrill Roberts was sentenced to 37 months in prison to be followed by 60 months of supervised release in conjunction with Mail Fraud and Money Laundering charges related to a mortgage fraud scheme. [read post]
15 Jul 2009, 12:27 pm
Lewis, last year that abandoning the bank's planned takeover of Merrill Lynch could cost Mr. [read post]
22 Jul 2014, 12:47 am by Paul Caron
: Mihir Desai (Harvard University) Peter Merrill (PricewaterhouseCoopers) Leslie Robinson (Dartmouth College) Pascal Saint-Amans (OECD) Allan Sloan (Fortune) Robert Stack (U.S. [read post]
10 Jul 2007, 5:47 am
SkyBridge also said that it had hired Evan Wein, a former managing director at Merrill Lynch and the founder of [...] [read post]