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13 Apr 2016, 6:12 pm by Mark Astarita
District Court for the Southern District of New York, charges him with violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. [read post]
25 Mar 2014, 7:02 am by Mark Astarita
District Court for the District of New Jersey, the insider trading scheme began in early February 2009 at a bar in New York City when Metro met the middleman and other friends for drinks. [read post]
8 Dec 2011, 3:31 am by webmaster
The Southern District of New York has approved a $90 million cash settlement that confirms the distinctive role of class actions in compensating victims of the recent financial crisis. [read post]
21 Sep 2009, 7:29 pm
(Note: For more information see Joe Nocera's New York Times Column here, Gary Weiss blog post here, and my blog post here.)The real issue, as I have documented in my blog over the last two years, is Overstock.com's troubling and consistent pattern of false and misleading financial reports and lies by management about the company's financial performance and compliance with securities laws. [read post]
21 Sep 2009, 4:37 am by Robert Z. Cashman
I was just reading the New York Times article by Steve Lohr about how exciting it is that Zoltar Satellite Alarm Systems will be placing their patents up for auction as if a patent auction were some new and exciting forum where valuable patents can be made available for the public to benefit from them. [read post]
8 Jun 2019, 9:20 am by Mitu Gulati
But here, I was seeing the Kerala Marxist party leaders at the London Stock Exchange. [read post]
24 Dec 2012, 2:00 am by Peter Mahler
The Marketability Discount Unlike in many other states, DLOM is recognized in New York’s fair-value jurisprudence as an appropriate consideration in valuing ownership interests in closely held business entities, that accounts for the greater time and risk associated with the sale of corporate shares for which there is no public market. [read post]
28 May 2013, 3:24 am by Peter Mahler
Since the Second World War New York’s Suffolk County, occupying almost two-thirds of Long Island’s land mass, has experienced tremendous changes in population, demographics and in its economy. [read post]
6 Nov 2015, 7:22 am by Paul Rosenzweig
  As the New York Times reports, the price spiked recently to as much as $500/coin and is now trading in the $400 range -- roughly a doubling in value in the last month or so. [read post]
16 Sep 2024, 2:00 pm by jeffreynewmanadmin
Attorney’s Office for the Southern District of New York today announced charges against Roberts. [read post]
4 Jan 2018, 9:44 am by Adam Weinstein
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
9 Apr 2009, 5:18 am
Finally, the court rejected plaintiffs’ claim that defendants are liable because stock market analysts recommended Authentidate’s stock as a “strong buy. [read post]
20 May 2024, 9:05 pm by Dan Flynn
Their return to the Board of Directors and the fact that JBS is seeking a dual listing on the New York Stock Exchange has put the Batista brothers in the spotlight. [read post]
6 Dec 2007, 8:26 am
"There are still more to come," Linda Thomsen, the SEC's enforcement director, said at a Nov. 10 law conference in New York, according to Bloomberg News. [read post]
19 May 2012, 8:00 am by Kirstin Dvorchak
Gupta (“Gupta”) was arrested on five counts of securities fraud and one count of conspiracy to commit securities fraud, the Securities and Exchange Commission (“SEC” or “the Commission”) filed a civil complaint in the United States District Court for Southern New York, pursuant to its authority under Section 20(b) of the 1933 Securities Act and Section 21(d) of the 1934 Act. 15 U.S.C. [read post]
18 Dec 2018, 11:39 pm by Andrew Stoltmann
GPB Capital, a New York-based private equity firm and manager of several private placement funds, announced last week that the auditor of its funds’ financial statements, Crowe, LLP, had resigned. [read post]