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17 Feb 2012, 8:25 am
Lumping prudential supervision of securities markets into OSFI’s mandate would confuse its specialization and pose a worrisome conflict of interest: would concern about keeping banks healthy lead to over-cautious and ham-fisted interventions in securities markets? [read post]
31 Jul 2024, 3:48 pm
On the other hand, APRA focused its attention on the implementation of the new private health insurance capital framework, and also issued its finalised CPG 230, a prudential practice guide to assist banks, insurers and superannuation trustees improve their management of operational risk and enhance business continuity planning. [read post]
27 Dec 2010, 8:12 pm
Expand All December 2010 (26) 29: ASX-listed company trading policies 29: Privacy case notes 9-24 of 2010 29: Compliance Training and Procedure Reviews 29: FOI Guidelines 29: APRA consolidates prudential standards 29: Proposed amendments to AML/CTF Rules 29: ASIC guide on insurance for trustee companies 29: Improving financial reports: ASIC’s suggestions 28: Website update 28: Archived Posts Sitemap: Australian Regulatory Compliance Review 21:… [read post]
9 Jul 2021, 10:11 am
Reserve Bank Sees No ‘Policy Case’ for Digital Aussie Dollar Just YetZDNet – July 6, 2021 The Reserve Bank of Australia (RBA), alongside its Council of Financial Regulators partners — RBA, Treasury, the Australian Prudential Regulation Authority and the Australian Securities and Investments Commission — has been looking into a potential central bank digital currency (CBDC). [read post]
25 Aug 2011, 9:36 am
Some of these might have been avoided — for example, holdings of Greek sovereign bonds by German banks that were encouraged by capital rules — with prudential regulation that recognized the risks. [read post]
27 Jul 2011, 10:26 am
One challenge is around bank capital rules, and there is complexity because bank capital rules are inter-agency, and are also negotiated internationally and international accords contain credit references. [read post]
10 May 2024, 2:54 am
It plans to publish its feedback and final rules in a policy statement in July 2024. 17 May 2024 – On 17 May 2023, the Prudential Regulation Authority (PRA) published Policy Statement PS6/23, ‘Model risk management principles for banks’, which contains a new supervisory statement (SS1/23) on the topic, as well as the PRA’s feedback to responses to its earlier consultation CP6/22. [read post]
19 Mar 2018, 2:00 am
Prudential Assurance Company Ltd v Commissioners for HMRC, heard 20-21 Feb 2018. [read post]
16 Aug 2023, 1:00 am
Prudential Ins. [read post]
18 Jun 2012, 5:00 am
Gray is a director of Dell Computer Corporation; Pfizer Inc.; and Prudential Financial, Inc. [read post]
2 Feb 2010, 8:06 am
The canon helps to make up the banks through which our argumentative practice must flow, but, in turn, the flow of the river reshapes the banks over time, such that the practice itself eventually changes the meaning of canonical texts. [read post]
29 May 2019, 2:28 pm
The FCRA generally defines a “financial institution” as a bank or credit union. [read post]
5 Apr 2011, 5:31 am
In that rule, the SEC said an investor whose broker is not a DTC participant must “obtain and submit a separate written statement from the clearing agency participant through which the securities of the nominating shareholder . . . are held, that (i) identifies the broker or bank for whom the clearing agency participant holds the securities, and (ii) states that the account of such broker or bank has held, as of the date of the written statement . . . [read post]
9 Sep 2013, 12:05 am
Though the case was decided under Quebec law, rather than the Ontario law that has applied in many of the recent Canadian securities cases, it still highlights that there are practical and prudential constraints on the availability of Canadian courts as a securities litigation destination. [read post]
11 Feb 2015, 10:24 am
Schwartzwald and Bank of America v. [read post]
7 Dec 2010, 5:00 am
“Therefore there is no possibility of a, quote, ‘run on the bank. [read post]
27 Nov 2009, 9:27 am
Given the shortcomings of the current regulatory structure, I believe there is a need to establish a framework for macro-prudential oversight that looks across markets and avoids the silos that exist today. [read post]
3 Mar 2022, 8:27 am
OFSI has so far issued: A licence for the FCA, FSCS, PRA and the Bank of England (and any other financial services authority) to engage with VTB Bank’s UK subsidiaries until 1 March 2023 for the purposes of their functions in relation to prudential supervision or protecting, maintaining, or enhancing the stability of the UK’s financial system. [read post]
22 Jul 2022, 8:55 am
Senior Democrats and Republicans on the House Financial Services Committee have nearly completed a draft that would subject stablecoin issuers to prudential standards on capital, liquidity and supervision, similar to those banks already face. [read post]
10 Mar 2014, 9:01 pm
” These were not bank deposits in the traditional sense. [read post]
