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Sen. Wicker Concerned that Proposed Risk Retention Regulations May Prevent Return of Private Capital
27 Apr 2011, 5:06 am
The Senator noted that we are at an unusual time when political leadership agrees that we need to demand prudential credit standards for home ownership. [read post]
16 Apr 2011, 3:26 pm
SIFMA and ISDA feel that it provides the appropriate model for prudential risk regulation in connection with valuations. [read post]
15 Apr 2011, 10:30 am
Antonakes stated that there is a statutory obligation to coordinate with prudential federal regulators to avoid any overlap. [read post]
14 Apr 2011, 8:16 am
The prudential regulators’ proposed rules would not allow initial margin to be offset by initial margin owed by the bank swap entity to its counterparty. [read post]
13 Apr 2011, 11:35 am
This factor may have little to do with the assets of the firm and could instead rest on the firm's status as a node through which an important class of financial transactions flows.Congress could have made every non-bank financial firm with more than $50 billion in assets subject to prudential standards and consolidated supervision just like it did for banks, observed Gov. [read post]
13 Apr 2011, 8:43 am
Senate Banking Committee hearings on the SEC and CFTC’s implementation of the derivative provisions of Dodd-Frank focused on the end user exemption, regulatory arbitrage and the upcoming Treasury decision whether to exempt foreign exchange swaps. [read post]
11 Apr 2011, 8:47 am
Additionally, DFA § 113 contains an “anti-evasion” provision through which the Council may subject the financial activities of companies that are not NBFCs to prudential Fed supervision (with the financial activities going into an intermediate holding company). [read post]
5 Apr 2011, 9:05 am
It would make clear that the FSOC must set aside any regulation that puts the safety and soundness of the banking system at risk. [read post]
5 Apr 2011, 5:31 am
In that rule, the SEC said an investor whose broker is not a DTC participant must “obtain and submit a separate written statement from the clearing agency participant through which the securities of the nominating shareholder . . . are held, that (i) identifies the broker or bank for whom the clearing agency participant holds the securities, and (ii) states that the account of such broker or bank has held, as of the date of the written statement . . . [read post]
4 Apr 2011, 6:33 am
The Amalgamated Bank's LongView Fund filled a proposal at J.C. [read post]
26 Mar 2011, 3:10 pm
The tools that IOSCO suggests securities regulators consider using to do this job include measures to improve transparency, business conduct rules, organizational, prudential and governance requirements, and emergency powers. [read post]
22 Mar 2011, 2:39 pm
"I am surprised by the sheer volume of measures, mostly fairly small but they do add up next year to $2.3 billion, so it's significant," said Don Drummond, economic adviser to Toronto-Dominion Bank and a former finance official. [read post]
20 Mar 2011, 9:35 am
Fourth, it must ensure coordination with Federal and State prudential regulators. [read post]
18 Mar 2011, 6:58 pm
Covered bonds are the primary source of mortgage funding for European banks. [read post]
6 Mar 2011, 12:32 pm
The Prudential Regulatory Authority will oversee banks and other financial institutions. [read post]
4 Mar 2011, 5:06 am
“We ended up selling our apartment for slightly more than the bank evaluated it at,” she said, “so we feel we did pretty well. [read post]
4 Mar 2011, 2:58 am
Can they apply for registration as CICs and thus get benefit of relaxed requirements of net owned funds, Prudential Norms, etc. [read post]
3 Mar 2011, 11:29 am
Banks needed vaults, and branches, and tellers, and networks of all these. [read post]
3 Mar 2011, 10:20 am
Prudential-Bache Securities, Inc., 1993 WL 138523 (4th Cir., May 1993)). [read post]
2 Mar 2011, 3:46 pm
Under that rule, investors may show eligibility by submitting a letter from the "record holder" of their securities, such as broker or a bank. [read post]
