Search for: "Suspensions, LLC" Results 1261 - 1280 of 1,349
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18 Jul 2024, 11:08 am by Julia E. Browning and Stephen Marietta
UBS Securities, LLC, a whistleblower claimed he was fired after he internally reported illegal and unethical conduct by higher-ups. [read post]
18 Jul 2024, 11:08 am by Julia E. Browning and Stephen Marietta
UBS Securities, LLC, a whistleblower claimed he was fired after he internally reported illegal and unethical conduct by higher-ups. [read post]
18 Jul 2024, 11:08 am by Julia E. Browning and Stephen Marietta
UBS Securities, LLC, a whistleblower claimed he was fired after he internally reported illegal and unethical conduct by higher-ups. [read post]
13 Aug 2024, 10:19 pm by The White Law Group
 To access Grove Point Investments’ full CRD, you can visit https://brokercheck.finra.org.Regulatory actions can include censures, fines, suspensions, or even the revocation of a broker’s license. [read post]
23 Feb 2016, 7:36 am by Ken Herzinger
  These additional remedies include forward-looking remedies such as limitations on individuals’ supervisory functions, suspensions of licenses, prohibitions on the taking on of new clients in the affected business area, prohibitions on continuing activities in the affected area, and structural changes within a firm designed to achieve compliance. [read post]
29 May 2023, 9:03 am by INFORRM
On the same day, an application was heard in the case of Davidoff v Google LLC KB-2023-000977. [read post]
31 Jan 2020, 6:49 pm by Bill Marler
The recalled brands include Arrowhead Mills, MaraNatha, and specific private label almond and peanut butters.[7] On December 2, 2015, JEM Raw Chocolate LLC (JEM Raw) of Bend, Oregon announced a recall of its full line of all nut butter spreads due to possible contamination with Salmonella. [read post]
18 May 2007, 3:45 pm
NLRB Law Memo 05/18/2007 by LawMemo - World's Best. [read post]
14 Jul 2018, 6:42 am by Eric Goldman
My email inbox has gotten out of control, and I had to declare partial email bankruptcy. [read post]
18 Jul 2009, 7:31 am
This post is by my colleagues Mark Schonfeld, John Sturc, Barry Goldsmith, Eric Creizman, Jennifer Colgan Halter, Akita St. [read post]
29 Oct 2007, 9:41 pm
Suspensions by NYCC and NYMEX put the nails in Klein & Co.'s coffin. [read post]
21 May 2009, 1:42 am
The five face possible suspension or revocation of their law licenses. [read post]
7 Jul 2008, 12:17 am
GoDaddy also defends its commitment to speech, saying account suspensions are a last resort.Few service providers actively review content before it gets posted and usually take action only in response to complaints.In that sense, Flickr, YouTube and other sites consider their reviews "checks and balances" against any community mob directed at unpopular speech -- YouTube has pointedly refused to delete many video clips tied to Muslim extremists, for instance, because they… [read post]
12 Jan 2009, 8:28 am
To further encourage charitable gifts in this time of economic crisis and to correct the unintended elimination, or reduction, of tax-encouraged charitable gifts from IRAs by the suspension of the RMD requirements for 2009, we ask the Congress to expand the current law: • Remove the $100,000 ceiling on direct IRA contributions to charity; at the very least, increase the ceiling. [read post]
8 Jul 2023, 4:11 am by INFORRM
Claimants all around the world have initiated legal actions based on the assumption that a particular act of content moderation—such as the (non-)removal of content, account suspensions or deletions, among others—, violated their human rights. [read post]