Search for: "The Regulatory Review Staff" Results 1261 - 1280 of 3,925
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2 Mar 2023, 3:18 am by Liz Dunshee
After rave reviews in its inaugural year, I’m happy to share that our “2nd Annual Practical ESG Conference” will be returning this fall – presented by PracticalESG.com. [read post]
7 Dec 2008, 5:43 am
Next year, shareholder proposals will be posted on the SEC's website in real time.The staff is trying to approach the comment and review process in a more forward-looking way, rather than as an after-the-fact process. [read post]
1 Jan 2019, 7:13 am by Emily P. Gordy
On December 20, 2018, the Financial Industry Regulatory Authority (FINRA) released a report on cybersecurity practices for broker-dealers. [read post]
17 Nov 2024, 5:06 pm by kblocher@hslf.org
A zoological expert who reviewed footage of the interactions found evident “significant psychological distress. [read post]
3 Dec 2006, 6:47 am
Barclay helped rewrite some of the rules, saying he reviewed post-employment restrictions in other states and drafted similar ones for Indiana. [read post]
3 Apr 2009, 1:15 am
Staff who are expected to draft legislation ought to have those skills. [read post]
9 Jan 2021, 2:00 pm by Robert Liles
  Therefore, when you are reviewing a service or claim, you must consider whether there is any indication of possible statutory or regulatory violations. [read post]
8 Oct 2008, 2:04 pm
FraserDesk Officer for USPTOOffice of Information and Regulatory AffairsOffice of Management and BudgetNicholas_A. [read post]
12 Nov 2024, 9:06 am by Anita Edwards and Simon Lovegrove (UK)
As the CRA Regulation is expected to be reviewed as part of the repeal and replacement of assimilated law under the Financial Services and Markets Act 2023, the FCA plans to use its supervisory findings to help inform that review and any subsequent changes to the regulatory framework. [read post]
26 Aug 2013, 1:20 pm by Barbara S. Mishkin
Ellis was a financial analyst at the Congressional Oversight Panel, where she evaluated the Troubled Asset Relief Program and reviewed the state of financial markets and the regulatory system. [read post]
8 Nov 2011, 8:14 am
Screens should be regularly reviewed and removed when no longer needed. [read post]
9 Nov 2017, 6:15 am
Clayton and do not necessarily reflect those of the Securities and Exchange Commission or its staff. [read post]
26 Apr 2012, 6:00 am by Joshua Horn
  Additional internal reviews will include development of a new staff training strategy, as well as a workforce plan to mitigate workforce trends and risks. [read post]
29 Jun 2015, 8:48 am by Matthew L.M. Fletcher
At that time in 2009, Interior initiated its own review. [read post]
28 Mar 2015, 3:26 am by Jon Gelman
Four sites in Monrovia, Liberia and locations in the United States may begin enrollment into this study in the coming months, pending regulatory review and approval. [read post]
4 Nov 2024, 11:51 am by Currin Compliance
Use this time strategically to ensure your organization is fully prepared for these new requirements.This regulatory change represents a significant shift in how negative option marketing is regulated. [read post]
15 Sep 2009, 7:00 am
In reviewing a successful judgment motion, the appellate court reviews evidence offered by the losing party liberally, while at the same time, strictly scrutinizing the evidence of the prevailing party. [read post]
15 Sep 2009, 7:00 am
In reviewing a successful judgment motion, the appellate court reviews evidence offered by the losing party liberally, while at the same time, strictly scrutinizing the evidence of the prevailing party. [read post]
23 Jan 2010, 6:53 pm by admin
The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]