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24 Dec 2013, 8:08 am
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, Modern and many other national and local publications. [read post]
19 Dec 2013, 5:22 pm
“Three federal financial institution regulatory agencies today issued a FAQ (Frequently Asked Questions) document to provide clarification and guidance to banking entities regarding investments in “Covered Funds” and whether collateralized debt obligations backed by trust preferred securities (TruPS CDOs) could be determined to be Covered Funds under the final rules to implement section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
17 Dec 2013, 9:42 am
Not long after its proposal, the rule was made into law in Section 619 of the 2010 Dodd-Frank Wall Street Reform Act, to take effect upon the issuance of implementing regulations. [read post]
17 Dec 2013, 8:18 am
Following is an excerpt: Six federal agencies (“Agencies”) subject to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Act”) issued much-anticipated jointly proposed standards in accordance with Section 342 of the Act for assessing the diversity policies and practices of the entities that they regulate in the financial services industry. [read post]
17 Dec 2013, 8:18 am
Following is an excerpt: Six federal agencies (“Agencies”) subject to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Act”) issued much-anticipated jointly proposed standards in accordance with Section 342 of the Act for assessing the diversity policies and practices of the entities that they regulate in the financial services industry. [read post]
14 Dec 2013, 3:39 pm
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, Modern and many other national and local publications. [read post]
12 Dec 2013, 9:01 pm
What troubles Apple (and others, like the Wall Street Journal) is that, as they see it, Bromwich, from the outset, has acted in an “unfettered and inappropriate manner, outside the scope of the Final Judgment. [read post]
10 Dec 2013, 6:11 am
(Enda Curran, "Norway’s Oil Fund Doubles Up Down Under," Moneybeat Wall Street Journal, March 13, 2013) This article builds on earlier work both on the Norwegian sovereign wealth fund architecture and on sovereign investing more generally. [read post]
6 Dec 2013, 3:14 pm
In effect, the great issues of corporate governance hjave, like corporate activity in general, gone global. [read post]
3 Dec 2013, 11:54 am
--The Wall Street Journal "In a mix of anecdote, legal history, compendium of relevant laws and practical handbook, Stephen Kohn tries to steer both would-be whistleblowers and corporate compliance officers through what he calls a 'labyrinth'." [read post]
27 Nov 2013, 7:58 am
A harsh critic of Wall Street, Senator Warren believes the 21st Century Glass-Steagall Act would tackle the missteps of the Gramm-Leach Bliley Act. [read post]
22 Nov 2013, 7:39 am
The streets of New York City were silent. [read post]
22 Nov 2013, 7:25 am
Huizenga noted that current federal law treats the sale of a small privately held business, as if it were a Wall Street investment firm selling securities of a public company. [read post]
20 Nov 2013, 5:00 am
That’s been a quest for Wall Street ever since decimalization was introduced. [read post]
20 Nov 2013, 5:00 am
That’s been a quest for Wall Street ever since decimalization was introduced. [read post]
14 Nov 2013, 6:28 am
Following the financial crisis of 2008, the SEC further enforced its views on the requirements for independent directors in the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
6 Nov 2013, 9:01 pm
As I noted in a Verdict column in 2011, the supposed leftist “firebrand” Elizabeth Warren is reviled on the right (especially on Wall Street, which is supposedly the “reasonable” counter-balance to the Tea Party among Republicans) not because she opposes capitalism, but because she wants to make capitalism work for more than only financial insiders. [read post]
28 Oct 2013, 8:08 am
Geiger currently works as a registered representative at Wall Street Strategies, Incorporated (WSSI). [read post]
10 Oct 2013, 1:39 pm
At the time, the Wall Street Journal revealed that Thomson had bumped fellow executives at Citigroup from a return flight so he could fly alone with Bartiromo. [read post]
9 Oct 2013, 9:01 pm
Moreover, as an economist myself, I find it mysterious that anyone—much less believers in the free market—would doubt the ability of financial markets to include considerations of risk when bidding in financial auctions. [read post]
