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20 Jan 2011, 7:14 am
And, the report is that of the staff, with Commission authorization to submit, but the study's views have not been specifically adopted by the Commissioners. [read post]
20 Mar 2009, 3:25 am
“Firms winning legal service contracts from competitors could face a ‘landslide' of six-figure claims for unfair dismissal if they do not take on staff on reasonable terms along with the contract, the winner of a landmark employment tribunal case said this week. [read post]
26 Jul 2022, 10:00 pm
The staff of the US Securities and Exchange Commission division of Investment Management announced that it would allow its October 26, 2017 no-action letter to SIFMA to expire on July 23, 2023—raising questions about the possible investment adviser status of broker-dealers that, after that date, accept cash or “hard dollar” payments for research from investment managers subject to the EU Markets in Financial Instruments Directive II. [read post]
26 Jul 2022, 10:00 pm
The staff of the US Securities and Exchange Commission division of Investment Management announced that it would allow its October 26, 2017 no-action letter to SIFMA to expire on July 23, 2023—raising questions about the possible investment adviser status of broker-dealers that, after that date, accept cash or “hard dollar” payments for research from investment managers subject to the EU Markets in Financial Instruments Directive II. [read post]
6 May 2021, 1:42 pm
Morrissey has told his fellow jurists and court staff not to wear any apparel that displays the “blue line” of support for law enforcement while they are on duty or on court property, saying such displays undermine the judiciary’s compelling need to avoid even the appearance of favoritism ... [read post]
23 Jul 2024, 10:00 pm
The FTC also published staff guidance on prohibitions against the imposition of undisclosed fees by franchisors. [read post]
26 Jul 2022, 10:00 pm
The staff of the US Securities and Exchange Commission division of Investment Management announced that it would allow its October 26, 2017 no-action letter to SIFMA to expire on July 23, 2023—raising questions about the possible investment adviser status of broker-dealers that, after that date, accept cash or “hard dollar” payments for research from investment managers subject to the EU Markets in Financial Instruments Directive II. [read post]
26 Jul 2022, 10:00 pm
The staff of the US Securities and Exchange Commission division of Investment Management announced that it would allow its October 26, 2017 no-action letter to SIFMA to expire on July 23, 2023—raising questions about the possible investment adviser status of broker-dealers that, after that date, accept cash or “hard dollar” payments for research from investment managers subject to the EU Markets in Financial Instruments Directive II. [read post]
23 Jul 2024, 10:00 pm
The FTC also published staff guidance on prohibitions against the imposition of undisclosed fees by franchisors. [read post]
14 Apr 2020, 2:29 pm
Classic Brands, a Columbia-based designer, distributor and manufacturer of sleep products, sleep accessories and furniture, will support hospitals during the current COVID-19 pandemic through the donation of thousands of pillows for the beds of both COVID-19 patients and their dedicated doctors, nurses and other medical staff. [read post]
30 Jun 2003, 11:00 pm
The Joint Commission on Accreditation of Healthcare Organizations is currently proposing a change in accreditation requirements affecting the content of medical staff and corporate bylaws that could negatively affect hospital governance and its compliance efforts. [read post]
26 Jul 2022, 10:00 pm
The staff of the US Securities and Exchange Commission division of Investment Management announced that it would allow its October 26, 2017 no-action letter to SIFMA to expire on July 23, 2023—raising questions about the possible investment adviser status of broker-dealers that, after that date, accept cash or “hard dollar” payments for research from investment managers subject to the EU Markets in Financial Instruments Directive II. [read post]
23 Jul 2024, 10:00 pm
The FTC also published staff guidance on prohibitions against the imposition of undisclosed fees by franchisors. [read post]
23 Jul 2024, 10:00 pm
The FTC also published staff guidance on prohibitions against the imposition of undisclosed fees by franchisors. [read post]
23 Jul 2024, 10:00 pm
The FTC also published staff guidance on prohibitions against the imposition of undisclosed fees by franchisors. [read post]
23 Jul 2024, 10:00 pm
The FTC also published staff guidance on prohibitions against the imposition of undisclosed fees by franchisors. [read post]
28 Mar 2017, 3:55 pm
A Florida hospital staff's negligence caused a once-independent senior to suffer a fall that has left her restricted to a walker for the rest of her life, an attorney for the woman’s family said as trial opened Tuesday against the hospital. [read post]
15 Jul 2019, 3:17 pm
The post SEC and FINRA Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities appeared first on Investment Fund Law Blog. [read post]
26 Jul 2022, 10:00 pm
The staff of the US Securities and Exchange Commission division of Investment Management announced that it would allow its October 26, 2017 no-action letter to SIFMA to expire on July 23, 2023—raising questions about the possible investment adviser status of broker-dealers that, after that date, accept cash or “hard dollar” payments for research from investment managers subject to the EU Markets in Financial Instruments Directive II. [read post]
30 Jun 2003, 11:00 pm
The Joint Commission on Accreditation of Healthcare Organizations is currently proposing a change in accreditation requirements affecting the content of medical staff and corporate bylaws that could negatively affect hospital governance and its compliance efforts. [read post]
