Search for: "BANK BOARD OF DIRECTORS" Results 1281 - 1300 of 5,002
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19 Jul 2017, 8:31 am by Ed. Microjuris.com Puerto Rico
By Jennice Fuentes / Fuentes Strategies The Fiscal Oversight Board (FOB) has approved the Restructuring Support Agreement (RSA) for the Government Development Bank (GDB). [read post]
10 Apr 2015, 5:00 am by Doug Cornelius
An Eerie Silence by David Kirk in McGuireWood’s The Fraud Board There’s an eerie silence in the world of fraud prosecutions in the UK. [read post]
20 Aug 2010, 2:42 am by Andrew Lavoott Bluestone
It called for formation of the advisory board and for members of that board to receive stock options if the bank were to adopt a stock option plan for its main board of directors. [read post]
10 Dec 2018, 9:09 am by admin
Barclays’ Board of Directors was told of Staley’s efforts early in 2017, conducted its own investigation, and subsequently informed the DFI. [read post]
22 Dec 2014, 6:11 am by Paul Otto
The settlement agreement also includes a requirement that TD Bank “inform its board of directors of the resolution of this matter”—which appears to reflect the Massachusetts AG’s view that some cybersecurity matters may require board-level attention. [read post]
14 Nov 2019, 8:06 am by Currin Compliance Services
By Vicki Landon, CAMS-Audit, FLMI, CFCSInsurers are reporting cybercrimes, account takeovers, and elder financial exploitation in ever-increasing numbers, and their boards of directors list cybercrime among their top concerns. [read post]
21 Jun 2012, 7:58 am by Steve Honig
  Here is an excerpt from a blurb received today via the National Association of Corporate Directors (a great organization; disclosure: I am on the New England chapter board): "A bipartisan group of lawmakers called on regulators to overhaul the way initial public offerings are conducted," reports the Wall Street Journal(June 21, Eaglesham, Demos), "concerned that last month's flubbed stock sale by Facebook Inc. shows the current system unfairly punishes… [read post]
21 Apr 2020, 12:46 pm by Kathleen Scott (US)
However, the definition of “affiliate” in the Volcker Rule, which is tied to the concept of “control” in the US Bank Holding Company Act, could result in a non-US banking entity being deemed to “control” the non-US fund because of a large ownership in the fund, or the non-US banking entity selects the board of directors of the fund, or acts as a general partner or trustee of the fund. [read post]
23 Apr 2021, 1:00 pm by Alan S. Kaplinsky
Professor Vartanian brings a unique perspective to his writing, having served as the General Counsel of the Federal Home Loan Bank Board during the S&L crisis and having been involved in 30 of America’s 50 largest bank failures. [read post]
2 Nov 2009, 6:45 am
Thompson (Forsyth)(Jolly): claims by holders of Wachovia stock against certain officers and directors of the bank, as well as its auditors, for securities fraud and accounting misstatements relating to the collapse of Wachovia. [read post]
30 Mar 2011, 1:43 am by Kevin LaCroix
Skadden represented Bank of America and Merrill Lynch in the two derivative suits. [read post]
2 Dec 2013, 4:30 am by David Jensen
However, directors are feeling squeezed financially and may not be as open to elevating rejected applications as they have been in the past. [read post]
20 Sep 2015, 7:51 pm by David Jensen
 (See here for full text of the protest.)The link to the Aug. 2 letter is part of the agenda for this Thursday’s teleconference meeting of the directors of the $3 billion research effort. [read post]
14 Dec 2011, 2:46 pm by Jennings, Strouss & Salmon
Use of third parties does not diminish the responsibility of the bank board of directors and management to ensure that foreclosed properties are administered in a safe and sound manner and in compliance with applicable law. [read post]
22 Nov 2019, 5:51 am
Stulz (Ohio State University), on Wednesday, November 20, 2019 Tags: Banks, Federal Reserve, Financial institutions, Financial regulation, Financial technology Risk Management and the Board of Directors Posted by Martin Lipton, Daniel A. [read post]
29 Dec 2010, 9:48 am by Jeffrey Andersen
  Banks should follow their usual credit review and grading processes and accounting practices, including cash flow analysis, and boards of directors should ensure that small business lending policies are consistent with sound credit practices. [read post]