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10 Jan 2023, 8:48 am by Simon Lovegrove (UK)
On 10 January 2023, the PRA published a letter setting out its 2023 supervisory priorities for banks active in the UK. [read post]
10 Jan 2023, 8:30 am by Simon Lovegrove (UK)
Financial resilience: The PRA will continue to focus on financial resilience, through ongoing assessment of individual firm’s capital and liquidity positions as well as how these may evolve in light of potential headwinds. [read post]
10 Jan 2023, 7:39 am by The White Law Group
  Barclays Capital, Citigroup Global Markets, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS, and Deutsche Bank Securities, DWS Distributors and DWS Investment Management Americas each agreed to pay penalties of $200 million each for communications failures. [read post]
10 Jan 2023, 7:24 am by Kyle Hulehan
Policy Gap, Rate Gap, Exemption Gap, and Actionable Gaps, 2020 Country Policy Gap (%)    Rate Gap (%) Exemption Gap (%) Imputed Rents (%) Public Services (%) Financial Services (%) Actionable Exemption Gap (3-4-5-6) (%) Actionable Policy Gap (2+7) (%)   1 2 3 4 5 6 7 8 Austria 46.61 15.27 31.34 7.9 20.26 2.6 0.58 15.85 Belgium 53.11 11.89 41.22 7.45 26.41 3.61 3.75 15.64 Bulgaria 32.2 2.64 29.56 9.49 16.84 1.47 1.75 4.39 Croatia 37.97 10.42 27.55 7.2 14.98 2.04 3.33 13.76 Cyprus… [read post]
9 Jan 2023, 9:01 pm by renholding
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
9 Jan 2023, 2:10 pm by ocgdev
And this goes without saying, but they need to store your trust funds in a separate bank account from the one they conduct business out of. [read post]
9 Jan 2023, 12:30 pm by Matthew Dochnal
For example, the name cannot contain the words “bank” or “trust”, unless the company is authorized as a bank. [read post]
8 Jan 2023, 9:54 pm by Steve Lubet
The Journal welcomes articles and essays addressing important issues in antitrust, banking, bankruptcy, corporate governance, capital markets, finance, mergers and acquisitions, securities, and tax law and practice in the United States. [read post]
8 Jan 2023, 9:26 am by Rob Robinson
The Venture Capital Investor’s Perspective Entrepreneurs who intend to sell their company to a private equity investor will raise capital from a venture capital or angel investor years earlier to obtain capital and operational expertise for growth. [read post]
8 Jan 2023, 6:30 am by Guest Blogger
Sanford Levinson This post was prepared for a roundtable onFederation and Secession, convened as part of LevinsonFest 2022. [read post]
6 Jan 2023, 9:05 pm by Elizabeth Yin
Garon contends that this legal oversight subjects in-game banking and investment services to real-world government regulation, and potentially, to the jurisdiction of various U.S. financial regulatory bodies. [read post]
5 Jan 2023, 2:22 pm by Kevin LaCroix
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
4 Jan 2023, 7:27 am by Silver Law Group
But Harbor City Capital wasn’t the honest, ethical company it told everyone it was. [read post]
4 Jan 2023, 6:30 am by Guest Blogger
What was the nature of the Union—in the capital-U sense, meaning that political entity known as the United States of America—in 1819? [read post]
3 Jan 2023, 1:47 pm by Kevin LaCroix
The directors’ and officers’ liability environment is always changing, but 2022 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
Which stakeholders would need to affirmatively contribute, including expending political capital to achieve, and maintain, consensus? [read post]
1 Jan 2023, 9:03 pm by Christopher Hodges
Defeating global financial crises involves using common or public funds and taxes to support banks, companies, and families. [read post]
30 Dec 2022, 7:13 am by Lauren Aversa
Sellers who wait too long to sell inevitably lack the motivation to put in the extra time, energy, and capital necessary to maximize the value of their business. [read post]
29 Dec 2022, 7:01 am by Seyfarth Shaw LLP
Employee Mobility & Its Effects on Trade Secrets and Non-Competes View the Recording In the third webinar in the 2022 series, Seyfarth attorney Justin Beyer discussed employee mobility and its impact on trade secrets and non-compete agreements and shared practical steps that companies can take to protect intellectual capital in today’s market. [read post]