Search for: "Corporate Funding & Investments LLC"
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15 May 2016, 3:04 pm
Morgan Stanley Smith Barney LLC. [read post]
17 Mar 2011, 8:00 am
According to the indictment, companies owned or controlled by Durham and Cochran, including DC Investments LLC (DCI) and Obsidian Enterprises Inc., as well as other businesses controlled through Obsidian and DCI, were among the primary beneficiaries of the loans Durham and Cochran made with Fair investor money. [read post]
8 Oct 2021, 6:00 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, October 8, 2021 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of October 1–7, 2021. [read post]
14 Sep 2012, 2:13 pm
Within the Investment Capital Law Group, Cathy focuses on business formations for entrepreneurs, private securities offerings, structuring and offering of private investment funds, and business and regulatory matters for investment bankers, investment advisers, securities broker-dealers and real estate/mortgage brokers. [read post]
29 Nov 2012, 6:38 am
Be careful of passive investment income that may be subject to UBIT if org borrows to fund operations; see ABA comments to IRC 514. [read post]
19 Jul 2022, 9:01 pm
Accordingly, it is prudent that other crypto custodian platforms and those with substantial investments in such digital assets monitor the ongoing proceedings. [read post]
1 May 2020, 6:02 am
Evidence from Corporate Valuations Posted by Craig Doidge (University of Toronto), G. [read post]
1 Dec 2011, 1:58 pm
Harris is counsel to Woodside, California, investment management firm Aurum STS Aggressive Trading LLC. [read post]
5 Jan 2018, 6:43 pm
” The definition also includes a trade or business where the performance of services consists of investing and investment management trading or dealing in securities, partnership interests, or commodities. [read post]
21 Aug 2011, 6:13 am
Vincent Garcia admitted that he used $360,000.00 in construction loan proceeds to invest in a casino in Washington state. [read post]
17 Oct 2012, 3:07 am
This is not true for corporate documents from other countries. [read post]
3 Apr 2020, 6:03 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 3, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 27–April 2, 2020 The Impact of COVID-19 on Executive Compensation Posted by Greg Arnold and Todd Sirras, Semler Brossy Consulting Group, LLC, on Friday, March 27, 2020 Tags: Boards of Directors, COVID-19, Executive… [read post]
28 Jul 2013, 10:20 pm
For example, the “registrant” in broker-dealer, investment adviser, and mutual fund regulation is the entity providing brokerage services or advisory services or serving as the repository of shareholders’ investment assets. [read post]
24 Apr 2017, 4:00 am
This could be a technique used to hide funds until after the divorce is final. [read post]
18 Jun 2020, 4:00 am
This could be a technique used to hide funds until after the divorce is final. [read post]
20 Aug 2018, 4:00 am
This could be a technique used to hide funds until after the divorce is final. [read post]
28 Apr 2011, 4:58 pm
In January 2005, 40 mutual fund managers were sued by shareholders in class action lawsuits alleging that the funds had failed to collect nearly $2 billion in settlement payouts to which the funds (and the funds’ shareholders) were entitled. [read post]
9 May 2023, 9:01 pm
A low-cost alternative, if it materializes, may tempt smaller activists—perhaps including better-funded versions of the “issues” activists now plastering corporate boardrooms with various 14a-8 stockholder proposals—to nominate one or two directors to press their concerns in the boardroom.[1] However, Rule 14a-19 does not address the longstanding question of just what information the nominating stockholder should disclose to voting stockholders. [read post]
10 Jan 2024, 9:01 pm
NAC Found., LLC, 512 F. [read post]
10 Nov 2017, 6:22 am
Wilcox, Morrow Sodali, on Monday, November 6, 2017 Tags: BlackRock, Board composition, Boards of Directors, Disclosure, Engagement, ESG, Index funds, Institutional Investors, Long-Term value, Mutual funds Impediments to Books and Records Demands Posted by Christopher B. [read post]
