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2 Dec 2016, 1:01 am
Larcker & Brian Tayan, Stanford University, on Wednesday, November 30, 2016 Tags: Board performance, Boards of Directors, Executive performance, Executive turnover, Executive value, Firm performance, Labor markets, Management, Managerial style, Succession 2017 Proxy Season: ISS and Glass Lewis Update their Voting Policies Posted by Lyuba Goltser and Megan Pendleton, Weil, Gotshal & Manges LLP, on Wednesday, November 30, 2016 Tags: Antitakeover, Board independence, Board… [read post]
30 Nov 2016, 3:02 pm
Our firm’s investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Joseph Zastrow (Zastrow) currently associated with Thrivent Investment Management Inc. [read post]
23 Nov 2016, 1:26 pm
From August 2005 through August 2011, Thomilson was registered with OneAmerica Securities, Inc. [read post]
10 Nov 2016, 3:31 pm
Wild, Inc. [read post]
7 Nov 2016, 9:31 am
Boenning & Scattergood, Inc. of West Conshohocken, Pennsylvania submitted an AWC in which the firm was censured and fined $100,000. [read post]
4 Nov 2016, 1:01 am
Gonzalez, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Monday, October 31, 2016 Tags: Banks, CFPB, Consumer protection, Dodd-Frank Act, Financial institutions, Financial regulation, Securities enforcement, Securities litigation, Securities regulation, U.S. federal courts CEO and Executive Compensation Practices: 2016 Edition Posted by Matteo Tonello, The Conference Board, Inc., on Monday, October 31, 2016 Tags: Compensation disclosure, Compensation ratios, Equity-based… [read post]
3 Nov 2016, 7:39 am
Northway and Basic Inc. v. [read post]
2 Nov 2016, 12:56 pm
., Inc., C.A. [read post]
31 Oct 2016, 6:37 am
Posted by Matteo Tonello, The Conference Board, Inc., on Monday, October 31, 2016 Editor's Note: Matteo Tonello is Managing Director at The Conference Board, Inc. [read post]
28 Oct 2016, 1:00 am
Distracted Shareholders and Corporate Actions Posted by Alberto Manconi, Bocconi University, on Friday, October 21, 2016 Tags: Accountability, Acquisitions, Agency costs, Behavioral finance, Information environment, Institutional Investors,Management, Mergers & acquisitions, Oversight CEO Succession Practices in the S&P 500: 2016 Edition Posted by Matteo Tonello, The Conference Board, Inc., on Friday, October 21, 2016 Tags: Board communication, Board independence,… [read post]
21 Oct 2016, 1:00 am
Burcin Yurtoglu, WHU—Otto Beisheim School of Management, on Monday, October 17, 2016 Tags: Board independence, Boards of Directors, Brazil, Disclosure, E-index, Firm performance, Firm valuation, G-Index,Governance indices, India, International governance, Korea, Ownership structure, Russia, Turkey Responding to Concerns Regarding the Protection of the Interests of Long-Term Shareholders in Activist Engagements Posted by Abe Friedman, CamberView Partners, on Monday, October 17,… [read post]
13 Oct 2016, 7:34 am
This case involves two Delaware entities that own school meal management software: inTEAM Associates, LLC (“inTEAM”), and Heartland Payment Systems, Inc. [read post]
7 Oct 2016, 6:01 am
Campion and James Brigagliano, Sidley Austin LLP, on Tuesday, October 4, 2016 Tags: Algorithmic trading, Clearing houses, Equity capital, Financial technology, High-frequency trading, Regulation NMS,SEC, Securities regulation The Insignificance of Clear-Day Poison Pills Posted by Emiliano M. [read post]
3 Oct 2016, 1:54 pm
SIGNED Pay Equity Fair Pay Act: Prior Salary & Race/Ethnicity. [read post]
21 Sep 2016, 7:36 pm
This case stems from a merger between C&J Energy Services, Inc. [read post]
15 Sep 2016, 2:36 pm
Sunbelt Rentals, Inc., August 15, 2016, Spatt, A.). [read post]
13 Sep 2016, 1:18 pm
Baltimore-based global asset management firm Legg Mason Inc. reported preliminary assets under management of approximately $737.2 billion as of Aug. 31. [read post]
12 Sep 2016, 10:14 am
Finally, since March 2016 Laubach has been associated with Capital Portfolio Management, Inc. out of the firm’s Timonium, Maryland office location. [read post]
26 Aug 2016, 8:36 am
A bi-weekly publication from Consultiva Internacional, Inc. [read post]
3 Aug 2016, 8:27 am
On July 28, 2016, the Delaware Chancery Court allowed claims of unfair dealing against the Board of property management company Riverstone National Inc. to survive where the directors facilitated a merger that forestalled a derivative suit against them. [read post]
