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3 May 2017, 1:38 pm
The National Whistleblower Center (NWC) intensified its campaign to save the whistleblower provisions of the Dodd-Frank Act. [read post]
14 Jun 2011, 9:09 am
Securities and Exchange Commission (SEC) by a 3–2 vote adopted final rules implementing the whistleblower award program of Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank).i New Regulation 21F requires the SEC to pay cash awards to whistleblowers who voluntarily supply the SEC with original information leading to a judicial or administrative action in which the SEC obtains monetary sanctions over $1 million, subject to certain… [read post]
12 Mar 2012, 6:59 am
Recently, this criticism has been directed at both the Sarbanes-Oxley Act and the Dodd-Frank Act. [read post]
27 Jul 2010, 10:28 am
CNBC released a story yesterday about the qui tam provisions of the new Dodd-Frank Act, the financial reform law. [read post]
4 Aug 2021, 8:54 am
Frank S. [read post]
19 May 2020, 11:43 am
This week we feature Frank Bayuk, a leading Engle vet who has cleared R.J. [read post]
28 Oct 2010, 11:40 am
I was recently asked to write up a brief summary of the corporate governance provisions of the Dodd-Frank Act. [read post]
11 Nov 2017, 9:04 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Frank Giacalone (Giacalone) has been subject to two customer complaints. [read post]
3 Jun 2013, 1:52 pm
Frank Lautenberg, D-N.J., who was the Senate’s oldest member at 89. [read post]
5 Apr 2012, 9:59 am
Frank N. [read post]
14 Apr 2011, 6:24 am
This posting, the Davis Polk Dodd-Frank Rulemaking Progress Report, is the first in a new series of Davis Polk presentations that illustrate graphically the progress of the rulemaking work that has been done and is yet to occur under the Dodd-Frank Act. [read post]
25 Jul 2011, 12:06 pm
Dodd-Frank in trouble: SEC loses cost-benefit analysis caseThe U.S. [read post]
22 Feb 2011, 2:12 pm
The Harvard Business Law Review 2011 Symposium, Dodd-Frank and the Future of Financial Regulation, will take place April 1-2, 2011. [read post]
22 May 2008, 10:05 am
Thomas Frank manages to pack three common fallacies about libertarianism into one short Wall Street Journal column. [read post]
10 Dec 2011, 9:33 pm
The Dodd-Frank Act and Housing Finance, Levitin, Adam J., Pavlov, Andrey D. and Wachter, Susan M., (November 17, 2011). [read post]
10 Jan 2009, 9:19 pm
News release: "House Financial Services Committee Chairman Barney Frank (D-MA) introduced [on January 9, 2009] H.R. 384, the TARP Reform... [read post]
1 Feb 2008, 4:17 am
Today, the Texas Supreme Court reversed itself in the case of Excess Underwriter's v Frank's Casing. [read post]
27 Jan 2011, 4:51 am
Two non-Dodd-Frank rulemakings potentially are in the works according to this agenda: consolidation and enhancement of risk disclosures and requiring voluntary filers to comply with the SEC rules when they do voluntarily file. [read post]
16 May 2016, 5:00 am
“I will not rest—and my Republican colleagues on the House Financial Services Committee will not rest—until we toss Dodd-Frank onto the trash heap of history,” Hensarling stressed.Dodd-Frank rollback. [read post]
14 Oct 2020, 10:00 pm
Frank Ramos Jr. has got more Linked In connections than you! [read post]
