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21 Feb 2016, 10:17 am by Stuart Kaplow
Last November, in a settlement with New York Attorney General Eric T. [read post]
1 Mar 2024, 8:24 am by Geoff Schweller
According to the SEC, “SAP, whose American Depositary Shares are listed on the New York Stock Exchange, violated the FCPA by employing third-party intermediaries and consultants from at least December 2014 through January 2022 to pay bribes to government officials to obtain business with public sector customers in the seven countries mentioned above. [read post]
12 Jan 2024, 10:29 am by Geoff Schweller
According to the SEC, “SAP, whose American Depositary Shares are listed on the New York Stock Exchange, violated the FCPA by employing third-party intermediaries and consultants from at least December 2014 through January 2022 to pay bribes to government officials to obtain business with public sector customers in the seven countries mentioned above. [read post]
29 Oct 2012, 1:35 pm
Similarly, the New York Stock Exchange was closed for the first time since September 11, 2001. [read post]
11 Jan 2021, 8:19 am by Kevin Kaufman
The choice is largely dictated by whether a state is home to a stock exchange or trading server farms. [read post]
13 Jun 2008, 10:10 am
The annual Legal Industry Research Study, sponsored by global business-advisory firm FTI Consulting, identifies the top five corporate law firms in 25 major metropolitan areas, according to directors serving on boards of publicly traded companies listed with the NASDAQ Stock Market, New York Stock Exchange, or American Stock Exchange. [read post]
13 Oct 2008, 3:12 am
  Rather, what is surprising is that circuit breakers were the one regulatory measure adopted after synthesizing the findings from six different private and public studies carried out in the months following the 1987 crash.How could the culmination of six studies by well-regarded groups that certainly included at least some economists (reports were prepared by the Commodity Future Trading Commission, the Chicago Mercantile Exchange, the GAO, the New York… [read post]
29 Oct 2009, 2:59 am
On this day in ...... 1929 (80 years ago today), The New York Times reported, "Stocks Collapse In 16,410,030-share Day, But Rally At Close Cheers Brokers; Bankers Optimistic, To Continue Aid. [read post]
29 Sep 2008, 12:01 pm
More product liability class action lawsuits were filed against Merck on September 27, 2001, see id., and the New York Times reported on the health risks of Vioxx in early October 2001, see id., at 12-13. [read post]
18 Feb 2010, 2:15 pm by Page Perry LLC
See Leslie Wayne’s June 25, 2009 article in the New York Times entitled “Target-Date Mutual Funds May Miss Their Mark. [read post]
2 Feb 2012, 12:51 pm by Ritika Singh
The Washington Post and the New York Times both report that the U.S will end combat operations in Afghanistan by mid-2013, more than a year earlier than scheduled. [read post]
10 Oct 2008, 12:56 pm
Bank of America reached the settlement with the SEC, the New York attorney general's office and a coalition of state regulators. [read post]
30 May 2008, 4:25 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
22 Jul 2012, 9:49 pm by InvestorLawyers
Lerner is also known in New York and Florida for his spots on an AM radio station. [read post]
25 Jul 2022, 4:47 am by Franklin C. McRoberts
The topic of mergers between two business entities designed to involuntarily extinguish the equity interest of a minority owner in exchange for cash is one of our favorites on New York Business Divorce. [read post]
24 Jul 2008, 5:41 pm
Finally, national stock exchanges   (e.g., the New York Stock Exchange) have listing requirements which include rules addressing annual meetings. [read post]
18 Dec 2017, 2:06 pm by Adam Weinstein
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
18 Oct 2018, 12:48 pm by Staff Attorney
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
10 Oct 2018, 10:35 am by Staff Attorney
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]