Search for: "Prudential Bank "
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6 Jan 2020, 3:46 pm
(online) December 10, 2019Christine Lagarde, the new president of the European Central Bank (ECB), wants to make climate protection a priority concern of the central bank. [read post]
6 Jun 2022, 6:18 am
“We are not, for instance, a prudential banking regulator like the Fed, OCC, or FDIC, nor are we a primarily disclosures-based market regulator like the SEC,” said Pham. [read post]
5 Apr 2009, 5:00 am
There will be a systemic risk regulator with macro-prudential risks across the financial system with authority over financial firms, the shadow banking universe, and private pools of capital. [read post]
27 Dec 2011, 6:02 pm
We should probably only have a single federal prudential bank regulator (with the insurance fund kept separate), but let's get to the heart of the issue--bank regulators that regulate for [read post]
12 Jan 2021, 9:58 am
Congress should reconcile the civil penalty and redress authorities of the federal banking regulators, the Bureau, and the FTC, including giving the FTC statutory authority to obtain consumer restitution for any unfair or deceptive practice that is dishonest or fraudulent and giving the Bureau and federal banking regulators civil penalty authority for unfair or deceptive acts and practices that are also dishonest or fraudulent or that violate another statute or regulation. [read post]
3 Jan 2019, 5:57 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC Conklin, Jeffrey The Huntington Investment Company American General… [read post]
18 May 2010, 7:14 pm
The Petition was filed by the Prudential Assurance Company Ltd, a registered sub-account of a Foreign Institutional Investor (“FII”) against the Director of Income Tax (International Taxation) (“DIT”) being aggrieved by the notice issued by the Commissioner. [read post]
8 Aug 2013, 2:00 am
While credit unions are not held responsible for the recent financial crisis, they are still required to comply with all regulations that are applied to the largest banking institutions. [read post]
16 Jul 2015, 2:37 pm
It did not, however, affect the ex-spouse’s rights to in-trust-for bank accounts (Totten Trusts), life insurance policies, lifetime revocable trusts, or joint tenancies with right of survivorship. [read post]
19 Oct 2009, 7:30 am
They were still non-profit, but somehow had several hundred million dollars in cash sitting in bank accounts. [read post]
13 May 2013, 4:00 am
Bank 26. [read post]
12 Feb 2007, 10:30 am
Other notables not on the list were Allstate and Prudential. 2. [read post]
23 Apr 2015, 3:33 am
Finally, a number of companies of varying sizes, such as Abercrombie & Fitch, Bank of America, Big Lots, First Merit, General Electric, Kindred Healthcare, Prudential Financial, Splunk, Staples, Wendy’s, Whiting Petroleum, and Yum Brands, are listed as companies that are “voluntarily adopting” the provisions and “rejecting the common corporate assertion that proxy access is costly, distracting, and favored mainly by special interest groups. [read post]
22 May 2024, 6:23 am
Generally, accountants spend hours pouring over spreadsheets, financial records, bank documents, and other information needed for making calculations and preparing tax returns or audits. [read post]
20 Jun 2012, 10:02 pm
Bank v. [read post]
24 Jan 2017, 6:15 am
References in the financial services sector During 2015, the UK financial services regulators, the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), consulted on proposed changes to the way affected financial services firms and insurers seek and provide references for candidates for certain regulated roles as part of a wider package of reforms which aim to improve the accountability in banks and insurers. [read post]
9 Jul 2013, 7:18 am
Our persistent efforts to initiate proactive communications with the New Jersey Department of Banking and Insurance (DOBI), specifically with Julie Stockman, an Investigator at DOBI, has paid off. [read post]
9 Jan 2010, 8:30 pm
The Corporations Act whichever Act licenses your industry The Trade Practices Act and consumer protection laws (including the new Australian Consumer Law) The Commonwealth Privacy Act the various Tax Acts (Commonwealth and State) occupational health and safety laws employment and discrimination laws intellectual property laws real property laws environmental laws insurance laws contract and ecommerce laws your industry’s standards and codes If you provide financial services: Anti-Money… [read post]
6 May 2013, 5:00 am
(Disclosure: my company is on the list.) 1 The Blackstone Group Registered 2 Starwood Capital Group Registered 3 Lone Star Funds (Hudson Advisors) Registered 4 Colony Capital Registered 5 LaSalle Investment Management Registered 6 Tishman Speyer Registered 7 The Carlyle Group Registered 8 Goldman Sachs Real Estate Principal Investment Area Registered 9 Brookfield Asset Management Registered 10 MGPA Registered 11 Morgan Stanley Real Estate Investing Registered 12 CBRE Global Investors Registered 13… [read post]
12 Nov 2011, 5:02 am
Colares, Case Western Reserve University School of Law, “Trade Imbalances and Liquidity-Induced Bubbles: Replacing the View of Trade and Finance Flows as a Morality Play with Concrete International Monetary Reform Proposals” 10:45-11:00 Coffee break 11:00-12:30 Panel 2: Institutional Responses to Financial Crisis: Regional and Domestic Perspectives Moderator: Claire Kelly, Brooklyn Law School, Co-Chair, IEcLIG Christop Henkel, Mississippi College School of Law & Wulf Kaal,… [read post]
