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28 Oct 2018, 4:00 am by Administrator
One Sunday each month we bring you a summary from Supreme Advocacy LLP of recent decisions at the Supreme Court of Canada. [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
Department of Justice, who has broader jurisdiction (e.g. federal prosecutors can charge outsider trading as a computer crime or theft) – but no one outside of SEC staff knows for sure. [read post]
21 Oct 2018, 9:02 pm by Kelsey M. Mackin
Elwood International Inc., Copiague, NY In a Sept. 27, 2018, warning letter to Founder, Owner and Chief Executive Officer Mr. [read post]
18 Oct 2018, 12:10 pm by Will R. Daugherty and John Busch
Securities and Exchange Commission (SEC) recently announced a consent order settling an enforcement action brought by the SEC against Voya Financial Advisors Inc. [read post]
18 Oct 2018, 7:57 am by John Jascob
The Commission also observed that the exchanges’ statistical analyses fell short, including in one instance by not properly comparing data before and after BATS became a national securities exchange. [read post]
8 Oct 2018, 12:41 pm by Dean I. Weitzman, Esq.
Limes Associates was named as the owner of the property, while Emico Inc. had been hired to provide ice and snow removal for the complex. [read post]
19 Sep 2018, 2:09 pm
He also testified that the staff took the same steps, but no one was able to identify the infringer (fn. 1). [read post]
14 Sep 2018, 3:07 pm by Justine Vasquez
Texas Member Benefits, Inc. has launched a new exclusive plan on the exchange that allows small and large firms to pool their risk as one large group for lower fees, regardless if your firm has two or more employees. [read post]
11 Sep 2018, 1:19 pm by Barbara S. Mishkin
  (The report does, however, include summaries of the terms of two consent orders entered into by the Bureau, including its settlement with Triton Management Group, Inc., a small-dollar lender, regarding the Bureau’s allegations that Triton had violated the Truth in Lending Act and the CFPA’s UDAAP prohibition by underdisclosing the finance charge on auto title pledges entered into with consumers.) [read post]
10 Sep 2018, 3:38 pm by Guest Author Adonis Hoffman, Esq.
He is a former chief of staff and senior legal advisor to an FCC commissioner. [read post]
6 Sep 2018, 5:40 am by Karen Ainslie (ZA)
This article was written by Alice Haddon, Candidate Attorney, Norton Rose Fulbright South Africa Inc [read post]