Search for: "Wall Street Financial Corporation"
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8 Oct 2013, 1:50 pm
The service provider, its team, processes and procedures should have a history and currently be financially and operationally sound with significant experience and ability in the area. [read post]
4 Oct 2013, 7:03 am
North Carolina – Voter ID Targeted in North Carolina Wall Street Journal – Devlin Barrett | Published: 9/30/2013 The U.S. [read post]
3 Oct 2013, 2:54 pm
” “We won’t have to answer to Wall Street or to profit-hungry directors. [read post]
1 Oct 2013, 1:57 am
An interesting September 29, 2013 Wall Street Journal article entitled “Staying Alive: Weak Banks Hang On” (here) takes a look at how the FDIC seems to be allowing troubled banks to linger for longer periods. [read post]
27 Sep 2013, 4:06 pm
As we’ve discussed on previous occasions, Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires most public companies to include a resolution in their proxy statements asking shareholders to approve the compensation of their executive officers, in a non-binding, “say-on-pay” shareholder vote. [read post]
22 Sep 2013, 8:35 pm
You will want to be aware of these changes before you launch a general solicitation campaign.In addition to the rules on general solicitation, the SEC adopted rules disqualifying securities offerings involving certain “bad actors” from reliance on the Rule 506 exemption (regardless of whether general solicitation or general advertisement are utilized), as mandated by Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
22 Sep 2013, 2:35 pm
In addition to the rules on general solicitation, the SEC adopted rules disqualifying securities offerings involving certain “bad actors” from reliance on the Rule 506 exemption (regardless of whether general solicitation or general advertisement are utilized), as mandated by Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
20 Sep 2013, 1:56 am
Financial Conduct Authority’s September 19, 2013 press release announcing its entry of a $220 fine for “serious failings” can be found here. [read post]
17 Sep 2013, 9:30 pm
Bair’s remarks drew on her recent book, Bull by the Horns: Fighting to Save Main Street from Wall Street and Wall Street from Itself. [read post]
16 Sep 2013, 3:21 pm
Stamer is recognized, internationally, nationally and locally for her more than 25 years of work, advocacy, education and publications on cutting edge health and managed care, employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
13 Sep 2013, 3:47 am
How do all those things come together into one seamy Wall Street regulatory case? [read post]
31 Aug 2013, 10:33 pm
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, Modern and many other national and local publications. [read post]
21 Aug 2013, 6:52 pm
Employer and union group health plan sponsors and insurers of group and individual health plans (Health Plans) agonizing over 2014 plan design decisions are running out of time. [read post]
15 Aug 2013, 12:45 am
Affinity Health Plan, Inc. [read post]
14 Aug 2013, 7:03 am
In July, the Public Interest Disclosure Bill was signed into law, which, according to the Wall Street Journal, protects whistleblowers who reveal wrongdoing—such as financial abuses or safety lapses—within the Australian government. [read post]
7 Aug 2013, 9:30 pm
Bair’s remarks drew on her recent book, Bull by the Horns: Fighting to Save Main Street from Wall Street and Wall Street from Itself. [read post]
5 Aug 2013, 11:31 am
Businesses and workers concerned that the definition of “full-time” employment as 30 hours per week in the “pay-or-play” penalties of the Patient Protection and Affordable Care Act (commonly referred to by the public as “Obamacare”) is hurting American workers may want to share their input on recently introduced legislation that would raise the number of hours an employee must work to qualify as “full-time” for purposes of the pay-or-pay… [read post]
2 Aug 2013, 1:40 pm
This is just the latest example of the tarnishing of some of the largest and most prestigious names on Wall Street. [read post]
1 Aug 2013, 3:15 pm
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, Modern and many other national and local publications. [read post]
1 Aug 2013, 8:36 am
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, Modern and many other national and local publications. [read post]
