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6 Dec 2009, 7:50 am
Broc Romanek provides coverage of corporate governance issues and the Securities and Exchange Commission. [read post]
17 Aug 2012, 2:07 am by Broc Romanek
Here are some of the latest entries: - FINRA Proposes Corporate Financing Rule Changes for Deferred Comp Arrangements - Study: Securities Class Action Filings Involving Accounting Allegations Increase - Chamber of Commerce Goes After Glass Lewis - FINRA Rule 2111 Becomes Effective July 9th - Tips for SEC's New Confidential Submission Process The Second Deal Cube Tourney: Round One; 3rd Match As noted in these rules (and keep sending more pics for the next tourney), please… [read post]
10 Feb 2014, 3:37 am by Broc Romanek
- How a Tweet Undermined a Drugmaker at a Medical Conference - Broc Romanek [read post]
31 Oct 2013, 3:55 am by Broc Romanek
Here are some of the latest entries: - California Legislature Passes Resolution to Encourage Board Diversity - FASB Standard-Setting Update - FINRA Proposes Amending Spinning Rule on Written Representation Procedures - - The Need to Diligence CFOs & Controllers Before Hiring - FINRA Files Amendment to Spinning Rule on Written Representation Procedures - Broc Romanek [read post]
19 Jun 2018, 2:09 am by Broc Romanek
May-June Issue of “The Corporate Executive” We recently mailed the May-June issue of “The Corporate Executive” – and it includes articles on: – Court Decisions Breathe New Life into Lawsuits over Directors’ Compensation—And What You Need to Do about It – Understanding the New Qualified Equity Grant Deferrals – Elon Musk’s Mega Grant – Rule 701 Disclosure Threshold Finally Increased – Broc Romanek [read post]
3 Dec 2013, 4:05 am by Broc Romanek
Take Two Video: "Say-on-Pay in 2013" Here is a 45-second video about the success rates for say-on-pay over the past three years: - Broc Romanek [read post]