Search for: "Capital Funding, LLC " Results 1301 - 1320 of 3,321
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14 May 2018, 8:09 am by Renae Lloyd
Mackenzie Realty Capital has just extended a third party tender off to purchase shares of Carter Validus Mission Critical REIT for just $3.36/Share. [read post]
11 May 2018, 7:22 am by admin
But Miller’s supposed investment fund did not exist. [read post]
11 May 2018, 6:01 am
Securities and Exchange Commission, on Friday, May 4, 2018 Tags: Broker-dealers, Capital markets, Conflicts of interest, Disclosure, Financial advisers, Investor protection, Retail investors, SEC, Securities enforcement, Securities regulation Do Women CEOs Earn More and Have More Diverse Boards? [read post]
7 May 2018, 10:25 pm by Wolfgang Demino
 at ¶ 16)In 2014, the owners of the beneficial interests in the Trusts were an affiliate of Citibank named SL Resid Holdings, LLC ("Citibank';) and NC Owners, LLC ("NC Owners") (collectively, the "Owners"). [read post]
6 May 2018, 8:35 pm by Lisa Milam-Perez
It did so, Justice Ginsburg’s dissent decried in a footnote, without even “acknowledging that it unsettles more than half a century of our precedent” (Encino Motorcars, LLC v. [read post]
5 May 2018, 6:00 am by Ed. Microjuris.com Puerto Rico
– En ese mismo año (2014), Franklin Funds y Oppenheimer y Blue Mountain Capital Management LLC, instaron un pleito en el Tribunal Federal para el Distrito de Puerto Rico, impugnando la validez constitucional de dicha ley. [read post]
2 May 2018, 9:09 am by Stephen Honig
  Further, in order to stimulate capital formation it is likely that the best rule is the LLC rule and that one ought to be able to draft effectively into corporate documents the same result you get with an LLC. [read post]
27 Apr 2018, 10:44 am by zamansky
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. [read post]
23 Apr 2018, 9:21 am
File 3-18127)https://www.sec.gov/litigation/admin/2018/ia-4895.pdfMartin Shkreli was the Managing Partner and the portfolio manager for hedge funds MSMB Capital Management LP and MSMB Healthcare LP and he also incorporated Retrophin LLC, a pharmaceuticals company that went public, by way of a reverse merger, at which time he served as the firm's President and CEO. [read post]
20 Apr 2018, 6:01 am
Mutual Fund Industry Posted by Linlin Ma (Northeastern University), Yuehua Tang University of Florida), and Juan-Pedro Gomez (IE University Business School), on Saturday, April 14, 2018 Tags: Agency costs, Asset management, Compensation regulation, Contracts, Financial institutions, Financial regulation, Fund managers, Fund performance, Incentives, Mutual funds, Ownership… [read post]
20 Apr 2018, 3:42 am by SHG
Copyright © 2007-2018 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
16 Apr 2018, 6:54 am by Elizabeth Dalziel
Last month, the Securities and Exchange Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings against Valor Capital Asset Management, LLC, a registered investment adviser, and its owner, Robert Mark Magee. [read post]
13 Apr 2018, 10:20 am by Zamansky
The post Proposed Law Would Set Aside Funds to Pay Investors Who Are Unable to Collect After FINRA Arbitration appeared first on Zamansky LLC. [read post]
12 Apr 2018, 7:42 pm by Cynthia Marcotte Stamer
Restaurant employers should audit and tighten the employee wage, timekeeping and other wage and hour practices to minimize their exposure to heightened enforcement of the Fair Labor Standards Act and other federal wage and hour laws by the U.S. [read post]
6 Apr 2018, 11:33 am by zamansky
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. [read post]