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30 Dec 2016, 8:00 am by Eric Goldman
Two stockbrokers, for example, both of whom engage in similar acts of securities fraud, are not bound by an interpersonal relationship just because their conduct targeted the same stock on the New York Stock Exchange. [read post]
20 Dec 2016, 1:53 pm by Cannabis Law Group
At this point, though, it only has one deal to buy a property in New York state, and it doesn’t have any revenue or profits. [read post]
28 Nov 2016, 6:27 am by Anamika Roy
Under Armour is changing the ticker symbols of its Class A Common Stock and Class C Common Stock, both of which are listed on the New York Stock Exchange. [read post]
22 Nov 2016, 8:31 am by Andrew M. Ironside
Forbes.com reports on the milestone of sorts at the New York Stock Exchange: The race to be the first cannabis company to list on one of the major stock exchanges is over. [read post]
16 Nov 2016, 9:30 pm by Charlie Rosenthal
In order to help prevent such dramatic, unexpected Treasury market movement in the future, the Financial Industry Regulatory Authority (FINRA)—a government-sponsored private regulatory authority, responsible for regulating brokerages and stock exchanges and maintaining market fairness—recently adopted a proposed rule that will mandate new reporting requirements for transactions in Treasury securities. [read post]
15 Nov 2016, 4:28 am by Gene Berardelli
Under the Securities and Exchange Commission’s Regulation D, an organization may issue a private offering of stock to raise funds without officially registering to “go public. [read post]
11 Nov 2016, 1:30 pm by Lax & Neville LLP
 FMCTI is a Fortune 500 company that trades on the New York Stock Exchange, and its capabilities are divided into three business reporting segments: Subsea Technologies; Surface Technologies; and Energy Infrastructure. [read post]
11 Nov 2016, 1:30 pm by Lax & Neville LLP
 FMCTI is a Fortune 500 company that trades on the New York Stock Exchange, and its capabilities are divided into three business reporting segments: Subsea Technologies; Surface Technologies; and Energy Infrastructure. [read post]
11 Nov 2016, 11:40 am by Renae Lloyd
Purportedly, a ForceField executive paid kickbacks to Cocuzzo in exchange for his purchase of ForceField stock in his clients’ brokerage accounts, according to the Justice Department. [read post]
11 Nov 2016, 4:07 am by Kevin LaCroix
  After Facebook declined to bring suit, the plaintiff filed suit in the Southern District of New York in June 2013. [read post]
31 Oct 2016, 5:11 pm
If you are looking to take your New York private business public, consider the benefits and drawbacks of a reverse merger.Often, executives and owners of successful New York businesses may wish to capitalize on that success by making shares of the business’s stock available to the public. [read post]
31 Oct 2016, 3:50 pm by Kevin LaCroix
  Finally, on October 28, 2016, another shareholder plaintiff filed a securities class action lawsuit in the Southern District of New York against yet another of the poultry producers that had been named as a defendant in the antitrust lawsuit, Sanderson Farms, Inc. [read post]
27 Oct 2016, 6:25 am by Gene Berardelli
Often, executives and owners of successful New York businesses may wish to capitalize on that success by making shares of the business’s stock available to the public. [read post]
26 Oct 2016, 11:32 am by Lax & Neville LLP
IGT is a Nevada based corporation that is a subsidiary of IGT PLC, which is a public limited company that trades on the New York Stock Exchange (“NYSE”) as a foreign private issuer. [read post]
24 Oct 2016, 2:02 pm by Quinta Jurecic
The New York Times reports on the preemptive intelligence effort, which seeks to take advantage of the Islamic State’s careful record-keeping. [read post]
13 Oct 2016, 8:02 pm by Marcia Narine Weldon
Using this video from the end of September, I discussed the role of the independent directors, the New York Stock Exchange Listing Standards, the importance of the controversy... [read post]
7 Oct 2016, 6:01 am
Catan, New York University School of Law, on Wednesday, October 5, 2016 Tags: Antitakeover, Firm performance, Firm valuation, Institutional Investors, Mergers & acquisitions, Poison pills,Shareholder activism, Shareholder rights, Shareholder value, Takeover defenses, Takeovers, Tender offer A Review of the STADA Arzneimittel Proxy Contest and the Activism Landscape in Germany Posted by Steve Wolosky, Olshan Frome Wolosky LLP, on Wednesday, October 5, 2016 Tags: Boards of… [read post]
5 Oct 2016, 5:00 am by Ian Ayres
  In our 2005 book, Insincere Promises: The Law of Misrepresented Intent, we provide a hypothetical example using two hypothetical New York property magnates, Leona and Donald, as our dramatis personae:While the purchase of an option does not represent an intent to exercise it, it typically suggests that the purchaser does not intend not to do so. [read post]