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26 Oct 2023, 8:04 am
Sarah Parker wrote me, forwarding a quick reading blog, Liberty Mutual to Refund $7.7 Million in Consent Order: What Minnesota Policyholders Need to Know. [read post]
10 Aug 2017, 9:26 am
The firm also failed to adopt adequate controls to detect instances in which they did not provide sales-charge waivers to eligible customers in connection with their mutual fund purchases. [read post]
11 Apr 2023, 9:05 pm
At the end of 2020, one-fourth of U.S. mutual funds and ETFs held corporate bonds, with more than half holding both equity and bonds. [read post]
21 May 2012, 1:55 pm
• must allow for mutual amendments or changes to contract. [read post]
14 Mar 2017, 8:48 am
Studies show that mutual funds that have outperformed their peers in the past generally do not outperform them in the future. [read post]
31 Mar 2014, 6:30 am
He claimed the deed should be reformed to provide for the reservation of royalties, due to a mutual mistake. [read post]
8 Apr 2020, 4:00 am
Having a mutually beneficial relationship sometimes means connecting contacts together which may not provide an immediate return for you but could prove in the long term to help everyone. [read post]
26 Feb 2014, 1:36 pm
Standard Mutual Insurance Company v. [read post]
21 Nov 2023, 10:26 am
This may include financial terms (wages, bonuses, commissions, equity, etc.) and non-financial terms (mutual confidentiality, mutual non-disparagement, messaging). [read post]
3 Oct 2023, 2:58 pm
This article is general in nature and is provided as a courtesy to you. [read post]
19 Apr 2016, 8:57 am
ABA’s comments were directed to agents that provide services with respect to debt securities.SIFMA. [read post]
25 Apr 2022, 9:29 am
In the forthcoming fifth round of mutual evaluations, the changes include: A significantly shorter mutual evaluation cycle, so that countries are assessed more frequently. [read post]
22 Mar 2018, 12:53 pm
While international agreements, such as mutual legal assistance treaties (MLATs) may provide a mechanism for the U.S. to obtain information overseas with certain nations, law enforcement agencies have bemoaned that such procedures can be burdensome in a time-sensitive investigation. [read post]
15 Jan 2013, 3:30 am
In that case, the unusual appraisal provision provided: Appraisal. [read post]
25 Feb 2016, 3:45 pm
The SCF pilot program is an alternative dispute resolution process designed to bring both the appellant and CMS together to discuss a mutually agreeable resolution for claims appealed to the ALJ hearing level. [read post]
20 Aug 2024, 10:02 am
The SEC's website provides the following generic description: Like mutual funds, hedge funds pool investors’ money and invest the money in an effort to make a positive return. [read post]
23 Oct 2009, 12:17 pm
By comparison, in a mutual fund transaction, a rep can earn between 1% and 4% of the sale. [read post]
31 Jul 2015, 4:00 am
Those very second-best alternatives collectively tell taxpayers that they are going to have to accept them, in place of affordable legal advice services that are sufficiently affordable such that they can be provided by a lawyer who will do all of the legal work necessary to obtaining the best that the rule of law can provide. [read post]
15 Nov 2015, 7:48 am
Additionally, a billing provider which utilizes an independent contractor to provide the services in question, is not a "provider" of the services in question and is not entitled to recover direct payment of assigned no-fault benefits from the defendant insurer. [read post]
15 Aug 2013, 11:03 am
Mutual First Federal Credit Union case. [read post]