Search for: "Securities Investor Protection Corporation"
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12 Aug 2020, 2:35 pm
MAC Protocol and Croatian Registered Security Rights in Mining, Agricultural and Construction Equipment Thomas KEIJSER Enforcement of Security Interests in Transnational Commercial Law: Balancing Tradition and Innovation Catherine KESSEDJIAN Prendre la transnationalité au sérieux Eva-Maria KIENINGER Grenzüberschreitende Kreditsicherung an Mobilien 2019: Pretoria, Wien, Brüssel Caroline KLEINER Cryptocurrencies as Transnational Currencies? [read post]
8 Aug 2020, 7:08 am
After extensive hearings, Congress concluded that the individual states had failed to protect investors from the sort of abuses the SEC had documented. [read post]
7 Aug 2020, 5:48 am
Huber (Davis Polk & Wardwell LLP), on Monday, August 3, 2020 Tags: Consumer protection, Disclosure, Environmental disclosure, ESG, Liability standards, Materiality, Risk disclosure, SEC, Securities regulation Corporate Culture as a Theory of the Firm Posted by Gary B. [read post]
5 Aug 2020, 3:03 am
Tomorrow’s Webcast: “ESG Data: Investor Use-Cases and Corporate Adoption” Tune in tomorrow for the webcast – “ESG Data: Investor Use-Cases and Corporate Adoption” – co-hosted by ISS Corporate Solutions and CCRcorp – to hear to hear Nicole Bouquet of ISS Corporate Solutions, Rhonda Brauer of RLB Governance and Mary Morris of CalSTRS discuss an overview of the ESG landscape and how investors… [read post]
3 Aug 2020, 9:57 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
2 Aug 2020, 2:52 pm
” Parallel provisions provide similar protections for officers. [read post]
31 Jul 2020, 6:02 am
Securities and Exchange Commission, on Friday, July 24, 2020 Tags: Boards of Directors, Institutional Investors, Investment advisers, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder voting Corporate Governance Update: Raising the Stakes for Board Diversity Posted by David A. [read post]
30 Jul 2020, 7:14 am
The latest fallout includes an investor lawsuit against Germany’s financial regulator. [read post]
30 Jul 2020, 7:04 am
Reg BI replaces the suitability standard and sets out more robust investor protections than had been required under suitability. [read post]
29 Jul 2020, 11:43 am
David’s recognition in the field has led to his appointment as a Receiver in various SEC and FTC enforcement cases, which offers him another way to protect the interests of investors. [read post]
25 Jul 2020, 12:06 am
” Improve the protection for small investors (relates to ongoing initiatives by the Shanghai Financial Court) and is connected with the most recent conference summary on bond disputes (全国法院审理债券纠纷案件座谈会纪要). [read post]
24 Jul 2020, 7:07 pm
The third was delivered June 24, 2020 by National Security Advisor Robert C. [read post]
24 Jul 2020, 6:23 am
Complex and opaque mortgage-related securities, and derivatives based on those securities, embedded and concealed risk throughout the financial system.When the bubble burst starting in late 2007, hundreds of billions of dollars in losses in mortgages and mortgage-related securities sent a shock wave through markets around the world, compounded by derivatives losses. [read post]
24 Jul 2020, 6:10 am
Securities and Exchange Commission, on Thursday, July 23, 2020 Tags: Capital markets, Investor protection, Retirement plans, SEC, Securities enforcement, Securities regulation Statement by Chairman Clayton at Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Posted by Jay Clayton, U.S. [read post]
22 Jul 2020, 3:07 pm
Securities and Exchange Commission (SEC). [read post]
21 Jul 2020, 4:30 am
What Michael Carter Investors Can Do Securities lawyers at Goldman Scarlato & Penny have extensive experience in fighting for recovering losses on behalf of broker misconduct victims. [read post]
21 Jul 2020, 4:30 am
What Michael Carter Investors Can Do Securities lawyers at Goldman Scarlato & Penny have extensive experience in fighting for recovering losses on behalf of broker misconduct victims. [read post]
19 Jul 2020, 2:53 pm
For most companies, there are going to be relatively few pre-pandemic company statements that plaintiffs’ lawyers might be able to try to seize upon to allege that companies misled investors. [read post]
19 Jul 2020, 9:18 am
The US Government reviews significant asset sales to foreign investors (including state owned enterprises) that implicate national security. [read post]
17 Jul 2020, 12:56 pm
The Sarbanes Oxley Act also makes it a criminal offense for a corporate officer to certify or fail to certify a corporate report. [read post]
