Search for: "Security First Managers, LLC."
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23 Apr 2018, 1:20 am
In addition to increasing the burdens of securities litigation defense, bifurcation deprives defendants of the protections set out under the Private Securities Litigation Reform Act of 1995 (“Reform Act”). [read post]
15 May 2020, 6:00 am
Friedel, and Ali Elkhalil, Troutman Sanders LLP, on Sunday, May 10, 2020 Tags: CARES Act, COVID-19, Inside information, Institutional Investors, Liquidity, Proxy advisors, Repurchases, Reputation, Securities regulation, Shareholder value First Quarter 2020 Class Actions Posted by Bradley Hamburger, Lauren Blas, and Samuel Eckman, Gibson, Dunn & Crutcher LLP, on Monday, May 11, 2020 Tags: Class… [read post]
1 Oct 2019, 10:10 am
The White Law Group, LLC is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
14 Mar 2016, 5:03 am
Intown Suites Louisville Northeast LLC [pdf] was a hotel general manager who claimed that her former employer fired her after she sought workers’ comp benefits for an alleged on-the-job injury. [read post]
20 Jan 2011, 3:30 am
Bruce is president of Lawyer-Coach LLC , a law practice management coaching and training firm, and author of the Raising the Bar blog. [read post]
12 Apr 2023, 8:25 am
Jake is one of the preeminent lawyers in the country for securities fraud matters and FINRA arbitration. [read post]
7 Apr 2010, 3:27 pm
" Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
5 Apr 2023, 2:05 pm
Hiring a Securities Attorney The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
5 Feb 2016, 6:15 am
One such issuance is Adageo Energy Partners, LP which according to SEC filings sought to raise $50 million and raised at least $31 million of that amount through brokerage firms including Direct Capital Securities, Inc., Madison Avenue Securities, Inc., WFP Securities, Inc., Arete Wealth Management, LLC, Newbridge Securities Corporation, Charter Pacific Securities, LLC, ePLANNING Securities, Inc., Sunset Financial… [read post]
17 Aug 2020, 9:18 am
appeared first on IncNow. [read post]
7 Jul 2016, 5:03 pm
The Securities and Exchange Commission’s (“SEC”) recent $1 million settlement with Morgan Stanley Smith Barney LLC (“MSSB”) marked a turning point in the agency’s focus on cybersecurity issues, an area that the agency has proclaimed a top enforcement priority in recent years. [read post]
30 Jun 2016, 9:29 am
The Securities and Exchange Commission’s (“SEC”) recent $1 million settlement with Morgan Stanley Smith Barney LLC (“MSSB”) marked a turning point in the agency’s focus on cybersecurity issues, an area that the agency has proclaimed a top enforcement priority in recent years. [read post]
12 Dec 2023, 11:20 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
5 Aug 2016, 6:30 am
©2016 Amaxx LLC. [read post]
2 Mar 2021, 9:47 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
28 Jun 2024, 2:20 pm
The case involved Texas-based hedge fund manager George Jarkesy and his firm, Patriot28, LLC against whom the SEC initiated an enforcement action for alleged violations of federal-securities laws in connection with the launch of two hedge funds. [read post]
26 Aug 2016, 1:43 pm
First, Defendant argued that the complaint did not include any facts about fees paid by comparable funds. [read post]
15 Sep 2023, 11:47 am
The White Law Group, LLC is a nationally recognized law firm specializing in securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
20 Dec 2018, 10:33 am
Financial Industry Regulatory Authority (FINRA) also imposed fines over the same purported anti-money laundering (AML) deficiencies—a $4.5M fine for UBS Financial Services and a $500K fine for UBS Securities, LLC. [read post]
8 May 2023, 11:36 am
Classic Asset Management, LLC is a North Dakota-based registered investment adviser. [read post]
