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23 Jan 2023, 8:21 am
They are expected to provide adequate supervision and security for employees. [read post]
22 Jan 2023, 9:01 pm
Department of Labor’s Employee Benefits Security Administration finalized a rulepermitting retirement plan fiduciaries to consider climate change and other ESG factors when selecting investments and exercising shareholder rights. [read post]
20 Jan 2023, 7:43 am
The administrative procedures allow the Missouri Secretary of State appointed Commissioner of Securities (the “Commissioner”) to issue an interim order finding that the respondent has committed securities fraud, which order becomes final unless the respondent requests a hearing. [read post]
19 Jan 2023, 6:11 pm
Commissioner, T.C. [read post]
19 Jan 2023, 12:44 pm
Cases identified and referred to USRAP by the UN High Commissioner for Refugees (UNHCR), a US embassy or a nongovernmental organization (NGO) receive the highest review priority. [read post]
19 Jan 2023, 5:51 am
At the December National Association of Insurance Commissioners (NAIC) Fall National Meeting, the Surplus Lines Working Group adopted changes to the IID Plan of Operation. [read post]
18 Jan 2023, 4:15 am
Just Security has published a piece by J. [read post]
17 Jan 2023, 3:00 am
Commissioners Peirce and Uyeda dissented from the SEC’s decision with respect to the company. [read post]
16 Jan 2023, 10:11 am
” In early January, President Joe Biden introduced reforms to border security, allowing authorities to turn away Central American asylum seekers who try to enter the country illegally. [read post]
13 Jan 2023, 3:00 am
What emerged was a deal that would secure McCarthy his prize only by diminishing it and putting the House on a collision course for more crises like the one just barely resolved, next time over funding the government or raising the debt limit. [read post]
12 Jan 2023, 1:25 pm
Companies should heed the Commission’s and Commissioner Wilson’s calls for help in this proceeding. [read post]
12 Jan 2023, 7:17 am
Commissioner Christine Wilson noted the brevity of the statement in her dissent: …each Complaint runs three pages, with a large percentage of the text devoted to boilerplate language. [read post]
11 Jan 2023, 9:01 pm
Uyeda, commissioners of the U.S. [read post]
11 Jan 2023, 10:58 am
And Commissioner Wilson’s warnings were even more stark in her Dissenting Statement in the Prudential Security case: I wish it were accurate to say that this case (with apologies to Shakespeare) is a tale of sound and fury, signifying nothing. [read post]
11 Jan 2023, 6:06 am
The best practice is to have a duty federal defender or CJA lawyer actively represent arrestees at every Initial Appearance, and for judges to secure additional CJA lawyers whenever the federal defender's office is conflicted out. [read post]
11 Jan 2023, 5:43 am
This effort furthers the “Data Free Flow with Trust” agenda, aimed at facilitating safe and secure cross-border data flows. [read post]
10 Jan 2023, 12:08 pm
Easterbrook also agreed to pay a $400,000 fine without admitting or denying the Securities and Exchange Commission’s fraud claims against him, the agency said Monday. [read post]
10 Jan 2023, 10:32 am
International securities enforcement continue to receive attention. [read post]
10 Jan 2023, 10:32 am
International securities enforcement continue to receive attention. [read post]
10 Jan 2023, 9:40 am
This rulemaking would have proposed: 1) revising the definition of a margin affiliate to prevent triggering the requirement to exchange initial margin with certain eligible seeded investment funds for a limited, three-year period; and 2) eliminating a provision disqualifying securities in certain money market funds from being used as eligible initial margin collateral.According to Mersinger, the Commission has withdrawn this proposed rulemaking from the agenda without an explanation. [read post]
