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10 Feb 2021, 10:00 pm
A natural gas trader pleaded guilty in federal district court last week to conspiring to commit commodities fraud and wire fraud in an insider trading scheme over natural gas futures. [read post]
22 Jan 2010, 7:58 am
On January 11, ICE Futures Canada published a notice regarding amendments to its Rules in order to "more accurately define the information which should be contained" in the "FIX tags" used to identify traders and companies on trades submitted via ISV front-end trading systems. [read post]
30 Apr 2008, 8:05 am
" NATS suggests that should U.S. gas traders conclude that current gas inventory levels in the United States are insufficient , imports may increase at the soon-to-be operational Sabine Pass and Freeport LNG terminals. [read post]
1 Feb 2007, 12:17 pm
If their year-end bonuses were not satisfying enough, traders at Lehman Brothers, Goldman Sachs, and Merrill Lynch can savor this latest prize: Bernstein Research’s “2006 Trading Awards.” Those firms came out ahead of their peers in Bernstein’s recent report, which judged the effectiveness of last year’s sales and trading activity. [read post]
31 Oct 2006, 3:48 am
Just a year ago, Archeus, founded and run by two former bond traders from Salomon Brothers, had assets of $3 billion. [read post]
25 Oct 2010, 2:21 am
“Consumers face many situations in which a trader has broken unfair trading regulations but they have no direct course of action, the Law Commission and Law Commission of Scotland have said. [read post]
12 Oct 2018, 11:37 am
The Commodity Futures Trading Commission (CTFC) filed orders today that brought and settled cases against two commodities firms engaged in unauthorized trading and two traders attempting to manipulate commodity prices. [read post]
19 Mar 2012, 10:24 am
Jacki Zehner, the first female trader to become a partner at Goldman Sachs, writes on her blog that "though I left my trading position 12 years ago, I will tell you from personal experience that ... if you were heard calling customers any of the things [Greg] Smith mentioned, you would be in big trouble. [read post]
22 Dec 2009, 5:15 am
Yesterday the SEC charged another attorney from Ropes & Gray LLP in the agency's ongoing investigation into a $20 million insider trading ring involving Wall Street traders, lawyers, and hedge fund managers. [read post]
1 May 2023, 3:49 am
JOIN TODAY -- FREE MEMBERSHIP DOJ RELEASES SEC RELEASES SEC Charges Florida Trader with Microcap Stock Manipulation Scheme and Obtains Final Judgment (SEC Release) SEC Denies Whistleblower Award to Claimant Order Determining Whistleblower Award Claim CFTC RELEASES FINRA RELEASES ... [read post]
19 Dec 2008, 1:16 pm
” So went an instant message from a day trader to his broker, seeking a tip as part of a $4.8 million insider-trading scheme disclosed by regulators on Thursday, The New York Times’s Adnrew Ross Sorkin and Michael J. de la Merced reported. [read post]
13 Jun 2011, 12:27 pm
First Derivative Traders [Cornell LII backgrounder; JURIST report] that a service provider cannot be held primarily liable in a private securities fraud suit for aiding and participating in another company's misstatements. [read post]
15 Nov 2007, 6:00 am
Citing an unnamed trader involved in the trade, The New York Post said the fund has purchased “several million shares” of the chipmaker, which is struggling to keep pace with larger rival Intel. [read post]
24 Dec 2008, 12:42 pm
Madoff’s early days, before the trader built up an alleged $50 billion Ponzi scheme. [read post]
4 Oct 2007, 12:44 pm
Harbinger Capital Partners, a hedge fund run by a former Barclays trader, has reported returns this year of more than 65 percent, Bloomberg News reported citing two unnamed investors in the fund. [read post]
6 Oct 2009, 3:18 pm
District Court for the Southern District of Texas dismissed a twenty-six-count indictment that the Commodity Futures Trading Commission (CFTC) and Justice Department had brought against four former BP traders for allegedly attempting to manipulate the TET propane market in 2004 in violation of the Commodities Exchange Act (CEA). [read post]
12 Dec 2008, 11:41 pm
This isn’t to be confused with an E-1/E-2 Trader/Investor Visa, which is a non-immigrant visa (temporary). [read post]
12 Aug 2015, 9:52 am
[JURIST] The US Securities and Exchange Commission (SEC) [official website] on Tuesday indicted [press release] an international web of hackers and traders who stole information from press releases prior to publication and traded on said information, making over $100 million in illegal profits. [read post]
31 Dec 2015, 9:17 am
Five of eight analysts and traders surveyed by Bloomberg said they’re bullish on futures, while three see prices retreating. [read post]
20 Mar 2008, 10:22 am
With thousands of layoffs expected at Bear Stearns and reports of 2,000 investment bankers and traders losing their jobs at Citigroup, real-estate analysts at UBS are looking at the potential [...] [read post]
