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22 Dec 2017, 1:51 pm
Specified service trade or business. [read post]
16 Apr 2020, 6:00 am
Atlantic Trading USA, LLC v. [read post]
27 Oct 2020, 3:00 am
World Trading 23, Inc. (2020) 45 Cal.App.5th 22. [read post]
21 Oct 2011, 2:03 pm
While there, he was involved in one customer dispute for andquot;unsuitable concentration,andquot; in exchanged traded funds, according to FINRA public disclosure records. [read post]
2 Feb 2023, 10:55 am
So, in an example, if a broker is recommending, say, a private equity investment or real estate investment, trust REIT, non-traded, nonpublic… an important factor there is that there’s no liquidity; you can’t sell that investment to anybody, you have to hold it. [read post]
19 Oct 2009, 1:24 am
Attorney Preet Bharara said it was the largest hedge fund case ever prosecuted and marked the first use of court-authorized wiretaps to capture conversations by suspects in an insider trading case. [read post]
4 Jan 2016, 8:33 am
The GMS Group, LLC and Carmine Claudio Capone was censured and fined $75,000. [read post]
28 Oct 2014, 3:41 am
Copyright © 2014 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
5 Mar 2018, 1:17 am
This appeal considered the proper construction of the exception from non-domestic rating valuations of plant and machinery used or intended to be used in connection with services as part of ‘trade processes’ in the Valuation for Rating (Plant and Machinery) (England) Regulations 2000. [read post]
5 Dec 2023, 8:37 am
Trendily Furniture, LLC case. [read post]
30 Jul 2021, 7:58 am
This year, Wyoming became the first state to legally recognize decentralized autonomous organizations, or DAOs, as a new form of LLC. [read post]
14 Jan 2021, 12:09 pm
In some cases, whistleblowers can expose market allocation and other anti-competitive activity using the False Claims Act. [read post]
9 Oct 2023, 1:52 pm
LLC, No. 23-51 (U.S. [read post]
30 Mar 2011, 4:35 am
Announces Executive Appointments – http://tinyurl.com/4nf9fec (PR Newswire) iConect Expands Sales Consultancy with Jim Steene and Jonathan Wiley - http://tinyurl.com/4l4rgpr (Press Releases) kCura Upgrades Relativity Analytics – http://tinyurl.com/4bdwv5s (Debora Motyka Jones) Kroll Ontrack Supports Range of Virtualized Systems to Meet Complex Data Recovery Demands – http://tinyurl.com/4smjcpe (Business Wire) Levit & James’ Best Authority Now Used by More Than… [read post]
14 Nov 2009, 5:00 am
Pirate Investor, LLC, 580 F.3d 233 (4th Cir. 2009), the SEC filed suit against Pirate Investor, LLC ("Pirate"), alleging the publisher made fraudulent misrepresentations violating §10(b) of the 1934 Securities Exchange Act. [read post]
7 May 2024, 7:35 am
The review includes regulatory sanctions from the Financial Industry Regulatory Authority (FINRA), the US Securities Exchange Commission (SEC) and state regulators. [read post]
17 Dec 2009, 6:15 am
Public Corporation - A public corporation is a corporation whose shares are publicly traded, whether on a stock exchange or "over the counter". [read post]
16 Jan 2024, 1:19 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
15 Aug 2011, 8:54 am
Circuit Court of Appeals issued an Opinion vacating Exchange Act Rule 14a-11. [read post]
29 Feb 2008, 8:00 am
: (Securing Innovation),Mike Masnick on IP: (Patent Troll Tracker),Trifurcation and IP valuation: (IP finance),Jordan Hatcher article ‘Implementing open data: the open data commons project’: (opencontentlawyer.com),Online markets and IP trading exchanges: (IP finance),INTERPOL announces an international IP crime database: (Class 46), (Spicy IP),New free IP database: WIPO magazine launched! [read post]
