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9 Nov 2015, 3:55 am by Broc Romanek
The EU will require extended audit reports for 2017 annual reports for calendar year companies… – Broc Romanek [read post]
30 Nov 2017, 4:52 am by Broc Romanek
Please take a moment to anonymously indicate whether you think the PCAOB Chair should have extensive auditing experience: bike tracks – Broc Romanek [read post]
18 May 2011, 4:09 am by Broc Romanek
I've written before about my opinion on this topic - and practice still widely varies (and is evolving) - but this poll asks your opinion rather than what the practice actually is at your company (or at your clients): Online Surveys & Market Research - Broc Romanek [read post]
26 Feb 2015, 3:55 am by Broc Romanek
I’ve blogged before about concerns over ETFs – and whether they are turning the stock markets into more of a casino… – Broc Romanek [read post]
31 Oct 2013, 3:55 am by Broc Romanek
Here are some of the latest entries: - California Legislature Passes Resolution to Encourage Board Diversity - FASB Standard-Setting Update - FINRA Proposes Amending Spinning Rule on Written Representation Procedures - - The Need to Diligence CFOs & Controllers Before Hiring - FINRA Files Amendment to Spinning Rule on Written Representation Procedures - Broc Romanek [read post]
23 Jun 2014, 3:44 am by Broc Romanek
And in her blog, Vanessa Schoenthaler notes that Senator Sherrod Brown (D-Ohio), Chair of the Banking Subcommittee on Financial Institutions and Consumer Protection, recently wrote a letter to Chair White questioning the Commission’s practices and procedures related to waiver of the automatic disqualification provisions… - Broc Romanek [read post]
31 Mar 2017, 3:19 am by Broc Romanek
Then a full Senate confirmation is the next step – which probably will happen in late April… – Broc Romanek [read post]
23 Apr 2014, 4:13 am by Broc Romanek
Here’s the list of recently granted CTRs on Edgar… Thanks for the Gumball Mickey – DLA Piper, Austin While I was on spring break vaca last week, I popped in on my friends at DLA Piper in Austin – and they were kind enough to participate in this 30-second video: - Broc Romanek [read post]
13 Aug 2014, 2:45 am by Broc Romanek
If you really want to go, but you’re having budget issues – drop me a line… - Broc Romanek [read post]