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14 Mar 2012, 11:53 am by nedaj
. **** March 1 Sponsor: Hedge Funds Care Event: 14th Annual New York Open Your Heart to the Children Benefit Location: New York, NY March 2, 2012 Sponsor: Opal Event: Investment Consultants Forum Location: New York, NY March 2, 2012 Sponsor: Opal Event: Trust, Tax & Estate Planning Forum Location: New York, NY March 5-6, 2012 Sponsor: Financial Advisor Event: Innovative Real Estate Strategies Location: Orlando, FL March 5-7, 2012 Sponsor: Ascendent Compliance Event: Ascendent Compliance… [read post]
14 Mar 2012, 8:43 am by William McGrath
Among the other market crisis cases brought by the SEC are proceedings against: • RBC Capital Markets LLC who was named in a September 2011 settled administrative proceeding brought by the SEC for misconduct relating to the sale of unsuitable investments (credit-linked notes that were tied to the performance of synthetic collateralized debt obligations or "CDOs") to five Wisconsin school districts; • Thomas Wu, the former CEO of United Commercial Bank,… [read post]
12 Mar 2012, 8:13 am by Ronald Collins
In December 1833, the American Monthly Review commented on a newly published book by Joseph Story. [read post]
7 Mar 2012, 8:40 am by N. Peter Rasmussen
Capital formation would be frustrated, and municipal authorities could find it difficult to raise funds to finance needed public works and infrastructure projects.The commissioner acknowledged that the statutory mandate is not a simple one for regulators to implement. [read post]
29 Feb 2012, 10:53 am by James Hamilton
In a letter to the SEC and banking agencies, he also noted that Congress never intended for venture capital funds to be swept into the embrace of the Volcker regulations.The Senator pointed out that the proposed regulations highlight seventeen measurements that a financial institution must calculate regarding its market making activities. [read post]
27 Feb 2012, 12:18 pm by Mandelman
  The multiplier effect is an economics term that refers to the amount of commercial bank money that’s created by central bank money. [read post]
27 Feb 2012, 10:54 am by Mandelman
  The two partners, Godim Pervasive and Arenti Bland told the senators that the new regulations imposed under Doss Frank requiring banks to keep track of their capital positions and disclose derivatives that leverage defaulting sinking funds with option-adjusted durations, are far too onerous and if not repealed, will make our nation as a whole unable to compete globally and deprive hundreds of thousands of retired rail workers of their dental plans. [read post]
26 Feb 2012, 7:51 pm by Gary Becker
The financial crisis in the West has increased the reluctance of Chinese leaders to open their capital markets to competition from foreign banks and funds. [read post]
24 Feb 2012, 8:21 am
Evans’ litigation practice focuses primarily on banking, securities, professional liability, and fraud. [read post]
24 Feb 2012, 6:37 am by Rebecca Tushnet
In evaluating the Lanham Act claims, the court first looked at whether the statements were commercial advertising or promotion. [read post]
23 Feb 2012, 10:35 am by Mary L. Dudziak
From geography, history, and literary studies to anthropology, sociology, and labor studies, there has been an efflorescence of work on finance and commercial capital, flourishing amid the current capital crisis and chronic “recession. [read post]
17 Feb 2012, 8:52 pm by Buce
The period of reregulation between 1933 and 1940 reserved a safe harbour for commercial banks, which were backed by federal deposit insurance but didn’t attract speculative capital because of caps on the rate of interest that could be paid. [read post]
17 Feb 2012, 8:52 pm by Buce
The period of reregulation between 1933 and 1940 reserved a safe harbour for commercial banks, which were backed by federal deposit insurance but didn’t attract speculative capital because of caps on the rate of interest that could be paid. [read post]
17 Feb 2012, 8:25 am by Anita Anand
Canada’s own Asset-Backed Commercial Paper (ABCP) crisis highlights the gaps in our present regulatory structure. [read post]
16 Feb 2012, 8:48 pm by Badrinath Srinivasan
Although CIL discharged purely commercial functions, it had to obtain prior approval of the Government of India (India) for projects whose capital requirements were beyond certain limit specified. [read post]
16 Feb 2012, 3:27 am
” Although Resilient's portfolio is limited to retail properties, its holdings in the Capital Property Fund and Fortress Income Fund give it access to the commercial and industrial markets. [read post]
15 Feb 2012, 7:42 am by Peter Rost
CLIENT LIST• SPEECHES (not complete list): National Venture Capital Association, U.S. [read post]