Search for: "Corporate Funding & Investments LLC"
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14 Jun 2011, 5:00 am
The prospectuses for several Janus funds represented that the funds were not suitable for market timing and could be read that Janus Capital Management LLC, the mutual fund’s investment adviser, would implement policies to curb market timing. [read post]
13 Jun 2011, 11:05 am
The Court rejected the argument noting the corporate structure (neither JCM, not its parent company JCG owned the Janus Investment Fund) and that only the fund – not JCM – bore "the statutory obligation to file the prospectus with the SEC. [read post]
10 Jun 2011, 1:32 pm
The investment advisor to the funds is Janus Capital Management LLC. [read post]
26 May 2011, 6:54 am
These investments might take the form of loans to law firms or litigants secured by the litigation. [read post]
25 May 2011, 7:40 am
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINEFlorida Gov. [read post]
25 May 2011, 4:30 am
Fund 3 LLC v. [read post]
24 May 2011, 8:32 am
Invest $8 Million In AppNexus Investment, Series B 0 $8,000,000 2008-07-14 NeoSaej Stata Venture Partners II, NeoNet LLC et al. [read post]
23 May 2011, 4:00 am
One of them, In re South Canaan Cellular Investments, LLC, 2010 WL 3306907 (Bankr. [read post]
14 May 2011, 6:21 am
King amp; Spaldings transactional practices serve large cap, middle market and emerging growth companies as well as private equity funds, investment banks and financial institutions around the world. [read post]
13 May 2011, 2:20 pm
You should also be aware that many professional investment advisors believe diversification of investments is crucial to long-term success. [read post]
6 May 2011, 10:00 am
Kleese, BSK Enterprises, LLC, and Rosand Enterprises, Inc. following SEC administrative proceedings and a 2009 Arizona Corporation Commission cease and desist order. [read post]
5 May 2011, 7:05 am
Is the company seeking equity investment or a loan? [read post]
3 May 2011, 10:52 am
The Limited Liability Company (LLC) or S Corporation: Most people forming new businesses end up narrowing the choice of business entity to an LLC or S-Corporation. [read post]
2 May 2011, 11:23 pm
Allen Michael Kay, formerly with Wachovia Securities, LLC in Bermuda Dunes, California, was suspended from association with any FINRA member for one year and fined $50,000 in connection with misleading risk-averse customers to invest in mutual funds that did not comply with their investment objectives or risk tolerance. [read post]
29 Apr 2011, 12:58 pm
A Financial Industry Regulatory Authority arbitration panel says that Lincoln Financial Advisors Corporation must pay the Wright Family Trust $1.6M over securities claims related to investments that were made in a number of funds. [read post]
28 Apr 2011, 4:58 pm
In January 2005, 40 mutual fund managers were sued by shareholders in class action lawsuits alleging that the funds had failed to collect nearly $2 billion in settlement payouts to which the funds (and the funds’ shareholders) were entitled. [read post]
28 Apr 2011, 7:46 am
Venetis, acting on behalf of the three entities, solicited and obtained funds from clients and others to invest in promissory notes, fixed income investments, or other side investments. [read post]
26 Apr 2011, 10:41 am
What this protection means is that as long as you are investing the funds held in your IRA you are protected. [read post]
21 Apr 2011, 12:16 pm
More than 75% were assigned to corporations while the remainder were assigned to LLC’s and limited partnerships. [read post]
9 Apr 2011, 1:07 pm
Plaintiffs alleged Defendant took money from the partnerships and LLCs and invested the money with Kay Investment through Kay Management. [read post]
