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13 Nov 2020, 3:03 am by Alan Rosca
Generally, investment professionals have a duty to evaluate the investments they intend to recommend to their customers, and take their customers’ investment profile into account when making an investment recommendation. [read post]
13 Nov 2020, 3:03 am by Alan Rosca
Generally, investment professionals have a duty to evaluate the investments they intend to recommend to their customers, and take their customers’ investment profile into account when making an investment recommendation. [read post]
24 Mar 2015, 11:55 am by Scott Grabel
Recently, a man who was using a motor home to transport and sell cocaine and heroin “flipped” on his customers after he was caught by authorities transporting the drugs. [read post]
20 Dec 2011, 1:47 pm
Chen also made unauthorized trades in several customer accounts, including accounts of deceased customers, according to the complaint. [read post]
24 May 2007, 2:54 am
Revenue and Customs Commissioners House of Lords “Section 247 of the Income and Corporation Taxes Act 1988, by denying companies with foreign parents the right to make a group income election allowing a subsidiary company to pay dividends to a parent company free of advance corporation tax, did not infringe the nondiscrimination articles of the double taxation agreements between the United Kingdom and the United States, or between the UK and Japan. [read post]
14 Mar 2012, 4:25 am by sally
Revenue and Customs Commissioners v First Nationwide [2012] EWCA Civ 278; [2012] WLR (D) 73 “The tax status of preference dividends from a Cayman Islands company to whose shares the taxpayer had subscribed, was determined by the machinery by which they were distributed. [read post]
20 Aug 2013, 7:49 am
Any complaints about rough treatment for customer service are handled immediately. [read post]
8 Nov 2016, 6:41 am by Adams Lee
If you catch your mistake on your customs entry declaration before Customs initiates a penalty action, you can make a prior disclosure to Customs of your error. [read post]
11 Feb 2019, 8:00 am by Vann Attorneys PLLC
Maintaining Corporate Records of Your Customer When your customer has a change in their name, ownership or otherwise, what should you do? [read post]
2 Oct 2011, 7:09 pm
Do you know what activities add value in the eyes of your clients customers and those that do not? [read post]
19 Dec 2023, 5:03 pm by Jonathan Mollod and Peter Cramer
Before relying on such protections, however, customers should of course examine each provider’s terms and indemnification provisions in their entirety, with the customer’s specific (or potential) uses in mind. [read post]
27 Jul 2020, 9:30 pm by ernst
In addition to revealing Congress’s central role early on, this story shows the relevance of state and congressional district interests to the legislative agreements concerning customs laws. [read post]
12 Nov 2015, 6:00 am by Yosie Saint-Cyr
The final version of the Customer Service Regulation can be found here. . [read post]
5 Jan 2011, 9:49 am by Nathalie Martin
Since many payday loan customers do not fully understand the terms of the loans, it isn’t that hard to steal customers from banks. [read post]
2 Aug 2018, 12:55 pm by Staff Attorney
The customer also alleged that Stucker unsuitably over-concentrated the customer’s funds into these investments. [read post]