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25 Nov 2020, 6:26 am
This post is based on their recent paper, forthcoming in the Journal of Applied Corporate Finance. [read post]
25 Nov 2020, 5:32 am
He also worked for the Dreyfus Service Corporation located in New York, New York from July 1987 until November 1991. [read post]
25 Nov 2020, 5:32 am
He also worked for the Dreyfus Service Corporation located in New York, New York from July 1987 until November 1991. [read post]
24 Nov 2020, 5:02 am
He started working for Lincoln Financial Advisors Corporation in October 1975 and remained there until December 1979. [read post]
24 Nov 2020, 5:02 am
He started working for Lincoln Financial Advisors Corporation in October 1975 and remained there until December 1979. [read post]
21 Nov 2020, 7:26 am
We want to start by thanking the staff in the Division of Corporation Finance, Office of the General Counsel, Division of Economic and Risk Analysis, and Office of the Chief Accountant who have worked on this rule. [read post]
20 Nov 2020, 10:10 am
Management of Native American Tribe's Investment Portfolio Prompts FINRA Bar (BrokeAndBroker.com Blog)CEO Charged With Securities And Bank Fraud In Alleged Scheme To Raise Funds For Digital Advertising Company / CEO Accused of Having Corporate Executive Clients Impersonated to Raise Investments (DOJ Release)SEC Charges E-Commerce Startup and CEO With Defrauding Investors (SEC Release)SEC Charges Former Finance Department Employee with Insider Trading (SEC Release)Frail,… [read post]
20 Nov 2020, 6:00 am
The experience that executive and non-executive directors accumulate by working in specific corporate positions within and across industries is one of the most important dimensions of their human capital. [read post]
20 Nov 2020, 3:00 am
Such connections are plentiful because aides and colleagues of Biden’s have been cycling between government and the influence industry going back to his 36 years in the Senate and his eight years as vice president. [read post]
17 Nov 2020, 8:42 am
At Gunderson Dettmer, you have helped so many start-ups in different sectors to finance and grow their businesses. [read post]
17 Nov 2020, 6:16 am
FINRA Rule 5123 (Private Placements of Securities) requires firms to file with FINRA’s Corporate Financing Department within 15 calendar days of the date of first sale of a private placement, a private placement memorandum, term sheet or other offering document, or indicate that no such offerings documents were used. [read post]
13 Nov 2020, 12:30 pm
Coordinate the monitoring and reporting of legislative, regulatory, industry, and client-based areas of interest. [read post]
13 Nov 2020, 6:14 am
Thus far, $80 billion has been mobilized towards that goal, including the support of clients with clean tech financing and sustainable bonds issuance.In September 2020, Morgan Stanley announced a commitment to achieve net zero financed emissions by 2050. [read post]
12 Nov 2020, 2:18 pm
Leisner, a Senior Member in the Trenam law firm in Tampa, found that increasingly he has been called upon to be a sounding board and resource on proposed corporate transactions. [read post]
12 Nov 2020, 9:43 am
The malware, dubbed Golden Spy, has certain traits of a coordinated nation-state cyber operation, and was developed by the Beijing-based Aisino Corporation, which serves as a major contractor to the Chinese national tax authorities. [read post]
12 Nov 2020, 7:24 am
Fintech industry body Innovate Finance said a no-deal Brexit could affect the U.K. [read post]
11 Nov 2020, 8:57 pm
” Law.com Radar’s corporate deal content includes the latest mergers and acquisitions, venture financings, private equity deals, securities offerings, real estate transactions and more. [read post]
11 Nov 2020, 11:31 am
“Who cares,” said one of the corporate lawyer panelists later. [read post]
11 Nov 2020, 7:00 am
Having gained an understanding of the trucking industry, Milton relaunched dHybrid as a different company, which was acquired by Worthington Industries, resulting in Nikola. [read post]
11 Nov 2020, 6:24 am
The surge in academic work mirrors the massive rise in the importance of ESG principles in the investment management industry. [read post]
