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27 Apr 2011, 8:28 am
Among the many groups who are coming under increased regulation from the Dodd-Frank Act are non-U.S. based investment advisers who may be required to register with the SEC as early as this summer. [read post]
26 Apr 2011, 6:43 am
As such, management is keenly interested in insuring that those intellectual assets are managed so as to maximize the return on investment and gain competitive advantage. [read post]
21 Apr 2011, 5:00 am
Apr. 13, 1978) Anametrics Investment Management (pub. avail. [read post]
12 Apr 2011, 7:25 am
(and Canada) is seen as a safe place to invest. [read post]
6 Apr 2011, 11:51 am
Moreover, in conjunction with the IASB, FASB convened a special advisory group to react to the financial crisis. [read post]
5 Apr 2011, 7:47 am
The MFA also asked the Board to clarify the calculation of assets for asset managers and the investment funds they manage. [read post]
4 Apr 2011, 9:02 am
$411,000 Advisory Group Equity Services Ltd [read post]
1 Apr 2011, 6:01 am
Reams are Corporate Governance Manager and Senior Corporate Governance Analyst, respectively, at the SBA. [read post]
30 Mar 2011, 7:00 am
In addition, the SEC has organized working groups specialized in certain areas such as new and structured products, valuation, and fixed income securities. [read post]
23 Mar 2011, 8:10 am
This stuff really needs investment, doesn’t it? [read post]
17 Mar 2011, 9:59 am
"The Role of Legal Norms in Mediation and Negotiation: Views from the Field": Jennifer Lake (Legal Advisor, Independent Diplomat, an advisory group). ? [read post]
17 Mar 2011, 7:51 am
This was the conclusion of a report delivered at a recent meeting by a working group of the PCAOB’s Investor Advisory Group. [read post]
16 Mar 2011, 1:48 am
The sixteen debtor entities are:Amagansett Realty SPV 1, LLC Benedek Development Group, LLC L/C Family Limited Partnership Sentinel Investment Management Corp. [read post]
25 Feb 2011, 9:52 am
The Defendants used a mortgage company controlled by World Group Securities registered representatives which operated from the same office location as World Group Securities and was supervised by the World Group Securities branch office manager to facilitate the refinancing necessary to allow customers to purchase securities recommended by the defendants. [read post]
23 Feb 2011, 9:30 am
The groups said that the proposal has already driven community banks to reevaluate the services provided to municipalities.Section 975 exempts from registration as municipal advisors, firms and individuals that are registered as investment advisers under the Investment Advisers Act. [read post]
15 Feb 2011, 8:32 am
Some industry groups and the National Association of State Securities Administrators, Inc. [read post]
11 Feb 2011, 3:17 am
Background Blackstone, a leading asset manager and financial advisory firm, conducted an IPO in June 2007. [read post]
9 Feb 2011, 6:20 am
In the interim, JPMC should have seen tens of billions of dollars -- nearly all of the IA Business’s assets under management -- moved into T-bills, as that was part of BLMIS’s purported investment strategy. [read post]
9 Feb 2011, 4:18 am
http://tinyurl.com/4tsjssx (John Gregory) E-Records Management Yields Benefits in Any Industry – http://tinyurl.com/4g7sdlf (Lora Bentley) Espresso, WiFi, & Confidentiality with a Twist of Lemon – http://tinyurl.com/467w3c8 (Josh Gilliland) Finding DuPont Committed ‘Fraud on the Court’ by Discovery Abuses, Florida State Judge Strikes Pleadings – http://tinyurl.com/4gw44qz (ACEDS) Investment Industry Regulatory Organization of Canada (IIROC)… [read post]
25 Jan 2011, 7:46 pm
The target for defects should be about 5 percent, said Tim Rood, a former executive with Freddie’s sister agency, Fannie Mae, and now managing director at Washington-based advisory firm Collingwood Group LLC. [read post]
