Search for: "JAMES EDWARDS"
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26 Apr 2009, 5:01 pm
James Forrester, Sen. [read post]
19 May 2023, 6:30 am
Levin, The Activist Investor, on Thursday, May 18, 2023 Tags: activist investors, Proxy contests, Proxy voting, Shareholder activism, Shareholder elections, Universal Proxy The Emergence of Welfarist Corporate Governance Posted by Marcel Kahan and Edward Rock (New York University), on Thursday, May 18, 2023 Tags: Asset Managers, Corporate governance, Shareholder primacy, social interests, stakeholder capitalism, Stakeholders, welfarism [read post]
19 Mar 2019, 11:18 am
At Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm), our mutual fund investor fraud lawyers work with investors in getting back the losses they sustained due to investment adviser fraud, broker fraud, broker-dealer misconduct, or some other type of securities fraud. [read post]
9 Mar 2010, 6:24 am
Ct of Appeals, 2d Cir.; James P. [read post]
29 Oct 2009, 3:22 pm
The fourteen participating firms with their case limits in parentheses are: Ameriprise Financial Services (18), Charles Schwab (10), Chase Investment Services (10), Citigroup Global Markets (60), Edward Jones (18), Fidelity Brokerage Services (10), LPL Financial (10), Merrill Lynch (60), Morgan Stanley Smith Barney (60), Oppenheimer (15), Raymond James (15), TD Ameritrade (10), UBS Financial Services (60), Wells Fargo Advisors (60). [read post]
1 Jul 2019, 12:46 pm
Merrill Lynch, Pierce, Fenner & Smith Inc Heilman, Peter Edward Jones High, Robert First Financial Equity Corp Chase Investment Services Corp Irizarry, Melissa LPL Financial LLC Invest Financial Corp LaBare, Richard Union Capital Company Morgan Stanley & Co Inc Mariampolski, Arnold AXA Advisors Ohel, Ziv CFD Investments, Inc Ameriprise Financial Services, Inc … [read post]
16 Apr 2009, 8:58 am
When James Fallows at the Atlantic calls John Stewart the new Edward R. [read post]
8 Apr 2020, 9:48 am
“There being some appearances of the Yellow Fever in Waterstreet, between the Bridge and Walnut Street, the lawyers agreed to continue most of the Causes, and our Court broke up yesterday,” Justice James Iredell wrote on Aug. 8, 1798, to his wife, Hannah. [read post]
16 Sep 2014, 7:15 am
On or about November 21, 2002, Edward Jones fired Diaz for providing inaccurate information during a supervisory review, was terminated by Raymond James Financial Services, Inc. because it was “no longer comfortable supervising”, was permitted to resign on April 1, 2009, by First Allied Securities, Inc. because he had a history of customer complaints and administrative infractions., was fired by SII Investments, Inc. for unauthorized trading, was fired by Kovack… [read post]
12 Oct 2010, 7:45 am
In commentary for CBS’s BNET, Jim Edwards expresses concern that a ruling in favor of the Bruesewitz family will “plunge the judicial system down a science-free rabbit hole. [read post]
15 Aug 2024, 8:48 am
Ameriprise Financial Services, LLC agreed to pay a $50 million penalty Edward D. [read post]
5 Sep 2024, 6:10 am
The fines ranged from $400,000 to $50 million: Ameriprise Financial Services, LLC agreed to pay a $50 million penalty Edward D. [read post]
23 Dec 2009, 7:31 am
Seabrook, James Vacca, Eric A. [read post]
12 Jun 2012, 11:30 am
New York City Fire Department Pension Fund: Mayor Michael Bloomberg; New York City Fire Commissioner Salvatore Cassano (Chair); New York City Finance Commissioner David Frankel; Stephen Cassidy, President, James Slevin, Vice President, Robert Straub, Treasurer, and John Kelly, Brooklyn Representative and Chair, Uniformed Firefighters Association of Greater New York; John Dunne, Captains' Rep.; James Lemonda, Chiefs' Rep., and James J. [read post]
23 Mar 2009, 2:03 pm
Erika McDaniel Edwards, a New York lawyer representing him, didn't respond to a call seeking comment. [read post]
5 Feb 2016, 8:30 am
’ Part II: Private Law in the UK Supreme Court Foreword by Professors John Goldberg and Henry Smith (Harvard Law School) The Rt Hon the Lord Hoffmann PC QC, ‘Constitutionalism and the Private Law’ The Rt Hon Lord Millett PC QC, ‘The Common Lawyer and the Chancery Practitioner’ The Hon Justice James Edelman, ‘Understanding Tracing Rules’ Professor Graham Virgo, ‘Judicial Discretion in the UK Supreme Court’ Associate Professor… [read post]
30 Mar 2015, 9:10 am
In 1790, James Wilson devoted a “considerable part” of his lectures at the College of Philadelphia to the law of nations, while James Kent lectured on the subject at King’s College just a few years later. [read post]
9 Dec 2010, 11:35 pm
James Goudie QC. [read post]
19 Apr 2009, 4:20 am
Wallace's English nemesis, Edward I - 'Longshanks' - is regarded north of the border as a murderous, invading tyrant. [read post]
3 Jan 2010, 4:26 pm
-Edward M. [read post]
