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5 Mar 2013, 2:36 pm
Because these statistics are commercially valuable, market operators – from eBay and Amazon to the New York Stock Exchange to Las Vegas casinos – tend to want to own them, and the copyright law is the natural place to look for support. [read post]
19 Sep 2018, 12:00 am
Henning, The New York Times). [read post]
23 Jul 2010, 5:05 am
The Investor Advocate will be responsible for assisting individual investors with issues involving the SEC or other self-regulatory organization such as the New York Stock Exchange. [read post]
28 Sep 2016, 5:58 am
[New York Daily News] [read post]
22 Mar 2010, 5:09 am
Second Circuit Decision Underscores Importance of Indenture Terms Below is news of a development from Davis Polk (as culled from this memo): In a recent Second Circuit decision, Law Debenture Trust Co. of New York v. [read post]
12 Jan 2024, 11:58 am
Attorney’s Office for the Southern District of New York announced criminal resolutions with Morgan Stanley and Passi. [read post]
10 Apr 2010, 3:18 pm
The Kotz report also reveals that the SEC’s enforcement division was unduly influenced by former colleagues-turned defense lawyers to drop enforcement matters, according to a New York Times DealBook article by Peter J. [read post]
14 Aug 2024, 2:11 pm
SEC Reportedly Charges Lifemark and Geoffrey Wolterstorff with Unsuitable Investments The Securities and Exchange Commission (SEC) announced on July 29, 2024 that it has reportedly settled charges against New York-based dually-registered broker-dealer and investment adviser, LifeMark Securities Corporation, and its registered representative, Geoffrey Wolterstorff. [read post]
24 May 2011, 7:51 am
I suspect this is not going to be most people's reaction to the article in today's New York Times, about law firms creating a "career associate track. [read post]
9 May 2013, 11:17 am
The Securities and Exchange Commission (“SEC”) relies upon the securities exchanges (e.g., the New York Stock Exchange) to enforce Section 15(g). [read post]
15 Aug 2021, 12:00 am
The SEC also filed a parallel civil action against Milton, alleging violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act, and which contends that Milton engaged in a “relentless public relations blitz” on social media and the popular press directed at “Robinhood investors” in order to inflate Nikola’s stock price. [read post]
30 May 2017, 8:39 am
Attorney’s Office for the Southern District of New York has brought related criminal charges. [read post]
26 Oct 2011, 11:24 am
The spin-off will be completed through a pro rata dividend of Marriott Vacations Worldwide common stock on Monday, November 21, 2011 to Marriott International shareholders of record as of the close of business of the New York Stock Exchange on Thursday, November 10, 2011. [read post]
10 Jan 2021, 8:47 am
The rules follow the delisting of three Chinese telecom companies from the New York Stock Exchange after US President Donald Trump issued an executive order banning American investors from financing companies involved with the Chinese military. [read post]
3 Dec 2020, 8:30 pm
Hart has indicated she intends to challenge the result. 2,596 Trades in One Term: Inside Senator Perdue’s stock portfolio New York Times – Stephanie Saul, Kate Kelly, and Michael LaForgia | Published: 12/2/2020 Along with U.S. [read post]
16 Apr 2024, 1:55 pm
The financial difficulties at Fisker, the Manhattan Beach electric vehicle startup, became so severe, its stock price so battered, that it’ll get kicked off the New York Stock Exchange on April 22, or, more formally, be “delisted. [read post]
25 Jan 2011, 9:32 am
Since the swap agreements at issue were not listed on domestic exchanges, the court’s inquiry focused on whether they constituted domestic transactions in other securities within the ambit of § 10(b).The hedge funds argued that they signed confirmations for securities-based swap agreements in New York, and therefore engaged in domestic transactions in other securities within the scope of § 10(b). [read post]
27 Aug 2010, 4:33 pm
Just in July, Skadden advised Camelot Information Systems, Inc., a provider of enterprise application services among other things, in its approximately $150 million IPO on the New York Stock Exchange. [read post]
7 May 2007, 11:22 am
Attorney Michael Garcia in New York. [read post]
15 Nov 2009, 2:20 pm
Board of Trade of the City of New York, Inc., C.A. [read post]
