Search for: "New York Stock Exchange"
Results 1321 - 1340
of 3,453
Sort by Relevance
|
Sort by Date
4 Oct 2016, 6:55 pm
District Court for the Southern District of New York entered partial final judgment on December 22, 2014. [read post]
30 Sep 2016, 6:09 am
Securities and Exchange Commission, on Friday, September 23, 2016 Tags: Anti-corruption, Asset management, Cross-border transactions, Cybersecurity, Disclosure, Exchange-traded funds,FCPA, International governance, Liquidity, Mutual funds, Oversight, SEC, SEC enforcement, Securities enforcement,Securities regulation NYDFS Proposed Cybersecurity Regulation for Financial Services Companies Posted by Joseph Vitale, Schulte Roth & Zabel LLP, on Saturday, September 24, 2016 … [read post]
28 Sep 2016, 6:28 am
Maher worked primarily in New York, while his older brother, Michael, ran a hazardous waste business in Chicago. [read post]
28 Sep 2016, 5:58 am
[New York Daily News] [read post]
26 Sep 2016, 4:23 pm
These issues were involved in the U.S. securities lawsuit filed in the Southern District of New York involving U.K. grocer Tesco. [read post]
26 Sep 2016, 8:17 am
Clinton’s use of residence trusts in New York to lower the value of her taxable estate. [read post]
23 Sep 2016, 11:27 am
Former New York Democratic Governor David A. [read post]
23 Sep 2016, 6:05 am
Chang, University of Southern California, on Thursday, September 22, 2016 Tags: Analyst forecasts, Analysts, Behavioral finance, Earnings announcements, Financial reporting, Forecasting,Information environment, Market efficiency, Stock mispricing, Stock returns The Law and Brexit VI Posted by Thomas J. [read post]
22 Sep 2016, 12:42 pm
These companies generally do not meet the minimum listing requirements for trading on a national exchange, such as the New York Stock Exchange or the Nasdaq Stock Market. [read post]
15 Sep 2016, 12:51 pm
It also noted that the Seventh and Eleventh Circuits have recognized price maintenance theories to be cognizable under the Securities Exchange Act of 1934. [read post]
12 Sep 2016, 10:01 pm
Marler is mostly getting out of Chipotle’s life just as billionaire activist investor Bill Ackman, and his Pershing Square hedge fund, has acquired a 9.9-percent stake in the chain, which is traded on the New York Stock Exchange. [read post]
6 Sep 2016, 12:12 pm
Calamari, Director of the SEC’s New York Regional Office. [read post]
4 Sep 2016, 6:56 am
The specific allegations concerning the corrupt brokers focuses on that in October 2014, a ForceField executive hired Mitchell to distribute kickbacks to corrupt registered broker dealers, including Brown, Cocuzzo, Khan, Miyana, and Patel, in exchange for their purchasing of ForceField stock in their clients’ brokerage accounts. [read post]
2 Sep 2016, 6:06 am
Wolf and Sarkis Jebejian, Kirkland & Ellis LLP, on Monday, August 29, 2016 Tags: Acquisitions, Advanced notice, Boards of Directors, Charter & bylaws, Director qualifications, Hedge funds, Mergers & acquisitions,Proxy contests, Shareholder activism, Shareholder meetings, Shareholder nominations, Shareholder voting Buyout Activity: The Impact of Aggregate Discount Rates Posted by Matthew Plosser, Federal Reserve Bank of New York, on Tuesday, August 30, 2016 Tags:… [read post]
29 Aug 2016, 8:01 am
When Richard Grasso served as the head of the New York Stock Exchange from 1995 to 2003, he somehow managed to secure a eye-popping $140 million in special retirement compensation even though the NYSE was, at that time, a non-profit. [read post]
25 Aug 2016, 4:48 pm
Available for download at SSRN: http://ssrn.com/abstract=2829188 “The catalyst for the preparation of this working paper was the epochal merger in 2007 of the New York Stock Exchange with Paris-based Euronext, itself a consolidation of several European exchanges. [read post]
25 Aug 2016, 7:51 am
The securities offered are all over the spectrum: debt, revenue sharing, SAFE, preferred stock, LLC units, convertible debt, and common stock. [read post]
23 Aug 2016, 3:01 pm
Among the largest litigation funding firms is Burford Capital, which is a publicly traded company with offices in London and New York and whose securities trade on the London Stock Exchange. [read post]
23 Aug 2016, 1:19 pm
On August 17, 2016, jurors in a New York federal court convicted Sean Stewart on criminal charges of conspiracy, securities fraud, and tender offer fraud after more than five days of deliberation. [read post]
18 Aug 2016, 8:18 am
District Court for the Southern District of New York and was sentenced to five years in prison. [read post]
