Search for: "Securities Investor Protection Corporation"
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17 Jul 2020, 5:51 am
Mahoney, Council of Institutional Investors, on Wednesday, July 15, 2020 Tags: Accounting standards, China, Council of Institutional Investors, Emerging markets, Financial reporting, Institutional Investors, International governance, Investor protection, Listing standards, NASDAQ, PCAOB, Securities fraud, Securities regulation The Long-Term Impact of the Pandemic… [read post]
15 Jul 2020, 7:20 am
Intellectual Property They advise on commercial IP matters, including IP protection and filing strategies, IP licensing, technology transfers and R&D collaborations, technology capitalization, information governance, data protection, cyber security, unfair competition and anti-monopoly, government innovation support, regulatory and licensing issues in life science, TMT and other high tech sectors. [read post]
15 Jul 2020, 6:14 am
Securities and Exchange Commission. [read post]
14 Jul 2020, 2:32 pm
May 27, 2020) (per curiam), the plaintiffs alleged that the company told investors that its surgical gowns were highly-rated for their protectiveness, but in fact the gowns had failed numerous quality control tests. [read post]
14 Jul 2020, 1:16 pm
Sciabacucchi upholding the facial validity of corporate charter provisions designating federal court as the forum for Securities Act liability claims, several questions remained. [read post]
13 Jul 2020, 10:43 am
The program has proven to be a valuable tool in fighting corporate fraud and corruption by offering monetary awards and anti-retaliation protections to whistleblowers Since March of 2020. [read post]
12 Jul 2020, 6:07 pm
Travis Laster’s ruling that state corporation law prohibits companies from adopting federal forum selection provisions for Securities Act litigation. [read post]
10 Jul 2020, 9:33 am
According to the SEC, Sodi sent promotional materials to investors, which recommended the purchase of stocks in Southern USA Resources Inc. and Goff Corporation. [read post]
10 Jul 2020, 5:42 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
9 Jul 2020, 3:35 pm
[xiv] The Government says this will allow companies to “hold back from making forecasts of future earnings or other forward-looking estimates and limiting the amount of information available to investors during this period”. [read post]
9 Jul 2020, 3:54 am
Having a record of board considerations and responses can be very protective. [read post]
8 Jul 2020, 3:26 pm
The complaint purports to be filed on behalf of a class of investors who purchased the company’s securities between February 27, 2020 and June 16, 2020. [read post]
7 Jul 2020, 10:55 am
To further protect the issuer from claims of fraudulent sales, an issuer may also give prospective investors access to key corporate documents and source material to back up the information in the PPM. [read post]
7 Jul 2020, 6:19 am
Silver Law Group also serves as counsel to corporate monitors and securities receivers. [read post]
6 Jul 2020, 8:34 am
For the past decade, the SEC Whistleblower Program has been essential in exposing and fighting corporate fraud and corruption. [read post]
3 Jul 2020, 6:43 am
The measures introduced by the Decree will provide further protection to certain Italian companies that previously did not fall within the Italian Golden Power rules and could be targeted by opportunistic foreign investors at a time when valuations reach historic lows. [read post]
3 Jul 2020, 6:09 am
Securities and Exchange Commission, on Friday, June 26, 2020 Tags: Capital markets, COVID-19, Emerging markets, ESG, Financial Services Committee, Investor protection, Market conditions, Market reaction, Misconduct, Program on Institutional Investors, Retail investors, SEC enforcement, Securities enforcement, Securities regulation, Systemic risk, US… [read post]
2 Jul 2020, 9:58 am
Federal corporate whistleblower laws contain no similar exclusions from retaliation protections, and they are not necessary. [read post]
30 Jun 2020, 12:47 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
30 Jun 2020, 3:05 am
“All-Purpose” Securities Law Disclosure: Are We Reaching the Breaking Point? [read post]
