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28 Feb 2022, 3:42 am
Three-Handed Dilemma Grabs NYAG, NYPPEX, Laurence Allen, and FINRA (BrokeAndBroker.com Blog)Grand Jury Indicts New York Resident in Alleged Grandparent Scam (DOJ Release)Florida Woman Pleads Guilty To Role In Wire Fraud Conspiracy Involving Panamanian Boiler Rooms (DOJ Release)Texas Man Sentenced for $1.6 Million Investment Fraud Scheme / KC Brothers Also Pleaded Guilty to Fraud Scheme (DOJ Release)Three Sentenced for Conspiracy to Commit Bank and Wire Fraud (DOJ Release)Eastern Panhandle woman… [read post]
28 Feb 2022, 3:42 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/XXXX/securities-industry-commentator/Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6322/securities-industry-commentator/No Good Deed Goes Unpunished As FINRA Sanctions Rep For Lending Money to Friend (BrokeAndBroker.com Blog)Wells Fargo… [read post]
27 Feb 2022, 6:02 pm by James Kwong
  Others   KatFriends may be aware of the recent dispute over American podcaster Joe Rogan’s podcasts on Spotify, where Neil Young (Canadian-American singer, musician and songwriter), followed by Joni Mitchell (Canadian singer, songwriter and painter), alleged that some of Rogan’s podcast were spreading misinformation about Covid-19. [read post]
27 Feb 2022, 5:32 am
Said Gary Brooker, quoted in "Gary Brooker, Singer for Procol Harum, Dies at 76/The pianist and singer composed the band’s music for five decades, including the hit 'A Whiter Shade of Pale'" (NYT)("'A Whiter Shade of Pale' drew on Johann Sebastian Bach’s 'Air on a G String' for its chord progression. [read post]
25 Feb 2022, 1:01 pm
"... and emotional intensity in American labor songs by projecting them like a European opera singer.... [read post]
” Olivia Rodrigo and her Brutal Predicament Olivia Rodrigo is an 18-year-old singer and songwriter who began her career acting on the Disney Channel. [read post]
22 Feb 2022, 4:11 am
Federal Court Puts A Fork In Schottenstein FINRA Arbitration and Says It's Done (Maybe) (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/6314/schottenstein-sdfl/The saga of Beverley Schottenstein's lawsuit against JP Morgan Securities and her grandsons Evan and Avi has been widely reported in the press. [read post]
22 Feb 2022, 4:11 am
UPDATE: The Google, Candido Viyella, Morgan Stanley, Fundacion Nicor Panama Saga: a Bill Singer 2022 Copyrighted Article fighting DMCA Takedowns (BrokeAndBroker.com Blog)Federal Court Denies J.P. [read post]
22 Feb 2022, 4:11 am
Federal Court Puts A Fork In Schottenstein FINRA Arbitration and Says It's Done (Maybe) (BrokeAndBroker.com Blog)SEC Proposes Short Sale Disclosure Rule, Order Marking Requirement, and CAT Amendments / Agency Also Reopens Comment Period for Proposed Rule 10c-1 (SEC Release)UPDATE: The Google, Candido Viyella, Morgan Stanley, Fundacion Nicor Panama Saga: a Bill Singer 2022 Copyrighted Article fighting DMCA Takedowns (BrokeAndBroker.com Blog)Jury Convicts Arizona and California Men for… [read post]
22 Feb 2022, 4:11 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6309/securities-industry-commentator/Federal Court Puts A Fork In Schottenstein FINRA Arbitration and Says It's Done (Maybe) (BrokeAndBroker.com Blog)SEC Proposes Short Sale Disclosure Rule, Order Marking Requirement, and CAT Amendments / Agency Also Reopens Comment Period for Proposed Rule 10c-1 (SEC Release)UPDATE: The Google, Candido… [read post]
18 Feb 2022, 7:43 am by Brian Leiter
Professor Edmund Santurri, the Director of the College's Institute for Freedom and Community (which hosted the event), kindly shared the link for the event, for those interested. [read post]
15 Feb 2022, 10:27 am by Brian Leiter
At least they only want the talk "boycotted" rather than cancelled, although they also want a commitment that the college will not invite speakers with incorrect views again. [read post]
15 Feb 2022, 8:29 am by Jonathan Bailey
Let me know via Twitter @plagiarismtoday. 1: Warner Music, Country Star Dwight Yoakam Settle Copyrights Dispute First off today, Blake Brittain at Reuters reports that country music singer Dwight Yoakam has reached a settlement with Warner Music Group (WMG) that puts an end to their copyright termination battle. [read post]
12 Feb 2022, 7:37 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6299/securities-industry-commentator/Founder And Former Chief Investment Officer Of New York Based Investment Adviser Charged With Securities Fraud And Obstruction Of Justice / James Velissaris inflated the values of numerous positions in the investment funds managed by Infinity Q and falsified documents to Infinity Q’s auditors and the SEC… [read post]
12 Feb 2022, 7:37 am
Robinhood Hit With Damages in a Say-Nothing FINRA Arbitration Award (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/6291/robinhood-sandhu-arbitration/In today's featured public customer arbitration against Robinhood, the FINRA Arbitration Award hardly offers so much as a summary of the underlying issues. [read post]
12 Feb 2022, 7:37 am
FINRA Sanctions Another Morgan Stanley Rep for Commissions Earned Under Joint Production Agreement (BrokeAndBroker.com Blog)SEC Charges 12 Additional Financial Firms for Failure to Meet Form CRS Obligations (SEC Release)Senior Investors / FINRA Adopts Amendments to FINRA Rule 2165 / Effective Date: March 17, 2022 (FINRA Regulatory Notice 22-05 / February 15, 2022)Former CFO of Boston Grand Prix Sentenced to Four Years in Prison for Fraud and Tax Schemes that Netted Almost $2 Million / Defendant used… [read post]