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24 Nov 2022, 9:03 pm by Devontae Torriente
Securities and Exchange Commission (SEC) initiated administrative proceedings against American CryptoFed, a cryptocurrency company, to determine whether to prohibit the offer and sale of two of the company’s cryptocurrency assets. [read post]
18 Feb 2019, 2:34 pm by Kevin LaCroix
” The complaint also alleged that Ringgold promoted the ICO by creating a fictitious regulatory agency, the “Blockchain Exchange Commission,” or “BEC,” which he claimed “regulates” the “Blockchain Digital Asset Space,” supposedly to “protect” digital asset investors. [read post]
3 Mar 2015, 7:03 pm by James Denvil
Sensitive data includes personal data relating to medical histories, national origin, sexual orientation, financial information, gender identity, precise geolocation information, biometrics, and Social Security numbers. [read post]
30 Oct 2013, 12:35 pm by John Hempill
Crowdfunding involves the use of the internet and social media to raise capital, typically from a large number of people and in relatively small amounts per person. [read post]
18 Mar 2024, 7:36 am by jeffreynewmanadmin
The Securities and Exchange Commission settled charges against two investment advisers, Delphia (USA) Inc. and Global Predictions Inc., for making false and misleading statements about their purported use of artificial intelligence (AI). [read post]
17 Jun 2021, 11:57 am by luiza
This week’s Catch of the Week goes to the Securities and Exchange Commission for its latest settlement involving cybersecurity risks. [read post]
12 Oct 2021, 11:03 am by Geoff Schweller
Securities and Exchange Commission (SEC) to investigate Facebook’s handling of toxic and illicit content on its platform. [read post]
21 Dec 2017, 1:31 pm by Lauren Day
On November 1, 2017, the staff of the US Securities and Exchange Commission’s Division of Corporation Finance (Staff) provided important guidance to companies and shareholders on how Staff will evaluate arguments to exclude shareholder proposals from proxy materials. [read post]
5 Mar 2024, 2:26 pm by Race to the Bottom
However, the Appellate Court, like a magician teasing its audience, seized the coin mid-air, handing it over to the Securities and Exchange Commission (“SEC”), leaving the fate of Grayscale’s spot bitcoin ETF application at the hands of the Commission. [read post]
27 Mar 2016, 9:11 am by Jeffrey M. Schlossberg
The proposed rules would be built on three core principles: Customer choice, transparency, and data security. [read post]
14 Aug 2020, 6:29 am
Securities and Exchange Commission, on Friday, August 7, 2020 Tags: Asset management, Disclosure, Investor protection, Mutual funds, SEC, SEC rulemaking, Securities regulation Initial Perspectives and Implications of SEC Proxy Advisory Reform Posted by Adam O. [read post]
24 Aug 2018, 8:55 am by NICOLE MCMILLAN
Insider Trading Law Explained Neither Section 10(b) of the Securities Exchange Act of 1934 nor Rule 10b-5 of the Securities and Exchange Commission (SEC) expressly forbids insider trading. [read post]
29 Nov 2019, 7:17 am by Race to the Bottom
On November 5, 2019, the Securities and Exchange Commission (“SEC”) proposed amendments to Rule 14a-8 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which governs the shareholder proposal process. [read post]
13 Dec 2013, 11:17 am by Monique Altheim
#DPCongress IAPP Daily Dashboard ‏@DailyDashboard12 Dec Nicolas Dubois, Commission: Maybe elimination of processor BCRs by LIBE is a clerical error? [read post]
Finally, the Commission proposed to centralise supervision of CCPs at the EU level, making the European Securities and Markets Authority (ESMA) the sole supervisor for EU CCPs. [read post]
9 Mar 2007, 1:09 am
Commissions are useful primarily--and perhaps exclusively--when there is good reason to believe that the normal political process is not operating, perhaps because of the volatility of the issue (social security, base closings) or because one simply doesn't trust Congress, for reasons of political party control, to be sufficiently vigilant in seeking out all relevant information (the 9/11 Commission). [read post]
29 Apr 2024, 8:27 am by Jon Brodkin
(credit: Getty Images | Win McNamee ) The US Supreme Court today rejected Elon Musk's attempt to terminate his settlement with the Securities and Exchange Commission. [read post]
17 Aug 2011, 9:34 am by The Book Review Editor
  From this, he argues that most of our current policies regarding security are misguided. [read post]