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5 Jun 2007, 8:00 am
The company also will alert traders on its website that they may need to prove they are legally allowed to sell their ivory products, spokeswoman Nicola Sharpe said, speaking from San Jose, Calif.Read the article: USA Today [read post]
4 Jul 2022, 7:46 pm
7Cir Affirms Former Deutsche Bank Traders Chanu and Vorley's Spoofing ConvictionsUnited States of America, Plaintiff/Appelle, v. [read post]
8 Jul 2008, 5:18 pm
” So says Brian Hunter, the trader who won infamy for his central role in the collapse of the hedge fund Amaranth Advisors in 2006. [read post]
13 Apr 2008, 6:00 am
Here is an excerpt from the introduction of an article recently posted on SSRN: Based on a detailed, empirical analysis of women lawyers in law firms, this Comment argues that, similar to Ellickson's cattle ranchers and Bernstein's diamond traders, a growing number of women lawyers in law firms have developed their own methods of rights assertion. [read post]
28 Jan 2008, 4:35 am
As details of how a rogue trader blew a $7.2 billion hole in Société Générale weigh on investor confidence in the leading French bank, analysts and industry observers wonder if a white knight might be necessary to restore the bank’s image. [read post]
18 Apr 2005, 12:24 pm
., and oil trader [read post]
5 Nov 2009, 3:49 pm
Federal prosecutors have filed criminal charges against 20 hedge fund managers, traders, corporate executives, and at least two lawyers in connection with the government's crackdown on insider-trading. [read post]
12 Oct 2007, 4:18 am
The insiders, who also included former trader Charles Mosley, operated through “a pattern of criminal conduct” and committed a “long-term, massive fraud” against Sentinel and its customers, according [...] [read post]
20 Mar 2008, 10:04 am
The FSA is investigating what appears to have been a "trash and cash" operation relating to HBOS shares: this is where someone (perhaps a bank trader or a hedge fund) for a fee borrows shares, say in HBOS, promising to return them on a fixed date; sells them, say at £1 each; then does something, for instance going into pubs in the City telling everyone that HBOS is about to do a Northern Rock, to [read post]
31 Dec 1969, 4:00 pm
An entity allegedly failed, on multiple occasions from January 2015–April 2015 and September 2015–October 2015, to report large trader positions. [read post]
25 Apr 2012, 8:00 am
OCIE had reports of unauthorized trades and rogue trading by traders, portfolio managers, brokers and others. [read post]
20 Mar 2008, 4:53 am
The Financial Services Authority said it was investigating whether some traders had spread "unfounded rumors" about British financial institutions over the [...] [read post]
12 Jul 2015, 1:09 pm
"Continuing the trend of [the SEC] supplanting state substantive law in the corporate governance area" http://t.co/y3GwwwE3p0 #corpgov— Stefan Padfield (@ProfPadfield) July 7, 2015 ICYMI: "What's So Bad About Insider Trader Law? [read post]
14 Aug 2011, 8:53 pm
I was at a conference last week talking to some bond traders and they were extremely pessimistic: Italy will fail and is “unbailable,” and it’ll drag the Eurozone down with it. [read post]
6 Oct 2009, 3:18 pm
District Court for the Southern District of Texas dismissed a twenty-six-count indictment that the Commodity Futures Trading Commission (CFTC) and Justice Department had brought against four former BP traders for allegedly attempting to manipulate the TET propane market in 2004 in violation of the Commodities Exchange Act (CEA). [read post]
1 Feb 2007, 12:17 pm
If their year-end bonuses were not satisfying enough, traders at Lehman Brothers, Goldman Sachs, and Merrill Lynch can savor this latest prize: Bernstein Research’s “2006 Trading Awards.” Those firms came out ahead of their peers in Bernstein’s recent report, which judged the effectiveness of last year’s sales and trading activity. [read post]
15 Jan 2020, 1:56 pm
He has handled cases of national and international interest, including the representation of a former currency trader ... [read post]
5 Dec 2007, 5:26 am
A group of traders from the fallen hedge fund, recruited last year to start a Canadian hedge-fund unit for Moore Capital Management, lost 15 percent in November, Bloomberg News reported citing two unnamed sources. [read post]
30 Dec 2014, 12:07 pm
Vaccaro, Allan Cho, and Gaurav Sharma (collectively, the Traders). [read post]
11 May 2009, 11:00 pm
Madoff - Trader (here & here) Dreier - Lawyer (here) Stanford - Money manager (here & here) Salander - Art dealer (here) None of these people were in the insurance business. [read post]
