Search for: "The Trader" Results 1321 - 1340 of 7,111
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
20 Feb 2020, 2:38 pm by Kevin Kaufman
High-frequency traders would have the most drastic response to an FTT, as their strategies consist of many low-profit trades that may become unprofitable. [read post]
20 Feb 2020, 6:33 am
First Derivative Traders, that a person who does not “make” a fraudulent misstatement can nonetheless be held primarily liable for securities fraud under Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder for his or her role in disseminating the misstatement. [read post]
19 Feb 2020, 8:44 am by Dan Harris
See also, this recent Financial Times article, Chinese copper traders declare force majeure over coronavirus, on Chinese companies invoking force majeure because of the coronavirus. [read post]
19 Feb 2020, 8:44 am by Dan Harris
See also, this recent Financial Times article, Chinese copper traders declare force majeure over coronavirus, on Chinese companies invoking force majeure because of the coronavirus. [read post]
17 Feb 2020, 5:00 am by D Daniel Sokol
Farmers, Traders, and Processors: Estimating the Welfare Loss from Double Marginalization for the Indonesian Rubber Sector By: Kopp, Thomas; Sexton, Richard J. [read post]
10 Feb 2020, 7:37 am by Green, Schafle & Gibbs
The SEC has the jurisdiction to supervise securities—stocks, bonds, and over-the-counter securities—as well as exchanges and the regulation of financial professionals, including stockbrokers, traders, and investment advisors. [read post]
7 Feb 2020, 1:21 pm by Brill Legal Group
A former Wall Street trader pleaded guilty to securities fraud and wire fraud after authorities accused him of running a Ponzi scheme that cheated investors out of $19 million. [read post]
7 Feb 2020, 8:03 am by John Floyd
That made it difficult for federal authorities to go after insider traders because they had to rely on precedent rather than law. [read post]
7 Feb 2020, 7:53 am by Shannon O'Hare
KEY POINTS FOR TRADERS Banking licence or authorisation from the Central Bank may be required if a lender is conducting banking activities or “financial intermediation”. [read post]
3 Feb 2020, 6:14 am by Deb Givens
District Judge Manish Shah in Chicago found no proof that Cboe Global Markets Inc. intended to defraud investors by letting the “John Doe” traders manipulate options and futures tied to the fear gauge, known as the VIX, to generate higher transaction fees. [read post]
1 Feb 2020, 10:11 am by ernst
Heen, Professor of Law Emerita, University of Richmond, has recently published "Agency: Married Women Traders of Nantucket, 1765-1865," in the Georgetown Journal of Gender and the Law 21 (2019): 35-93:Before the enactment of separate property and contract rights for married women, generations of married women in seaport cities and towns conducted business as merchants, traders and shopkeepers. [read post]
31 Jan 2020, 6:49 pm by Bill Marler
Implicated peanut products were sold widely throughout the USA, 23 countries, and non-U.S. territories.[5] On September 22, 2012, the CDC announced a multistate outbreak of Salmonella serotype Bredeney linked to Trader Joe’s Valencia Creamy Salted Peanut Butter. [read post]
30 Jan 2020, 3:25 pm by Sarah Aberg and Kate Ross
Automated trading algorithms are computer programs that place trades using defined sets of instructions regarding timing, price, quantity, or any mathematical model, at a much faster speed than a human trader. [read post]
29 Jan 2020, 8:08 am by Rebecca Salamacha
The traders brought suit alleging that other traders learned how to sell options strategically to manipulate that formula and profit from these manipulations. [read post]
Among the specific EU measures highlighted are: Better Enforcement Directive (Directive (EU) 2019/2161) — the resolution urges the Commission to closely monitor the implementation of the Diretive’s new rules requiring traders to inform consumers when prices of goods or services have been personalized on the basis of ADM, and when the profiling of consumer behavior allows traders to assess the consumer’s purchasing power. [read post]
27 Jan 2020, 12:15 am by Paul Caron
.: Stock traders are accused of siphoning $60 billion from state coffers, in a scheme that one called “the devil’s machine. [read post]
25 Jan 2020, 10:08 am by Gritsforbreakfast
Hammurabi canceled public debts four times in response to civil unrest, and when he "died in 1749 BC after a reign of 42 years, his successor, Samsuiluna, cancelled all debts to the State, and decreed that all tablets should be destroyed except those concerning traders’ debts. [read post]
24 Jan 2020, 9:37 am by Forrest G. Read IV
E-1 Treaty Traders are those who conduct substantial trade in goods, services and technology principally between the U.S. and the foreign country of which they are citizens or nationals. [read post]
24 Jan 2020, 7:48 am by Hannah Kris
This move comes in the same week Bulgarian prosecutors charged three Russians with the attempted murder of an arms trader and two other Bulgarians for a poisoning in Bulgaria that authorities are investigating for ties to the Skripal poisoning in England in 2018. [read post]