Search for: "Broc Romanek"
Results 1341 - 1360
of 2,108
Sorted by Relevance
|
Sort by Date
18 Mar 2010, 4:35 am
- Broc Romanek [read post]
24 Jun 2014, 3:02 am
And it’s a good reminder to view this 2-minute video with my tips about how to get the most out of attending a conference: - Broc Romanek [read post]
19 Jan 2010, 5:00 am
Sources: SEC’s New Enforcement Cooperation Initiative website Section 6.2 of the SEC Enforcement manual (.pdf) Press Release – SEC Announces Initiative to Encourage Individuals and Companies to Cooperate and Assist in Investigations Video of SEC press conference on January 13 The SEC Enforcement Division’s Big Day: Changes Galore by Broc Romanek for The Corporate Counsel.net New Cooperation Tools, Units An Enforcement Game Changer by Melissa Klein Aguilar for… [read post]
11 Jan 2018, 3:51 am
– Broc Romanek [read post]
18 Jan 2008, 3:28 am
- Broc Romanek [read post]
12 Jan 2011, 4:57 am
- Broc Romanek [read post]
27 Jan 2011, 4:51 am
- Broc Romanek [read post]
11 Jul 2012, 4:35 am
As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - Movie Projector & Ticket - Black Jack Table - "You Don't Bring a Knife to a Gunfight" - Tipping Bucket Online Surveys & Market Research - Broc Romanek [read post]
24 May 2010, 1:35 pm
Alan Parness pointed this out on Broc Romanek's blog: "Section 412(b)(2) [in SA 4056, the version of the amendment that actually passed,] mandates that the SEC undertake reviews of the definition every 4 years thereafter, but solely as regards the definition of the term in 17 CFR Sec. 230.215 (Rule 215 under the '33 Act for purposes of the definition of "accredited investor" in Section 2(a)(15)(ii) and, in turn, the Section 4(6) exemption), but… [read post]
4 Sep 2018, 2:57 am
– Broc Romanek [read post]
26 Nov 2013, 4:24 am
- Broc Romanek [read post]
4 Nov 2010, 4:49 am
- Broc Romanek [read post]
18 Feb 2014, 4:14 am
- Broc Romanek [read post]
27 Feb 2017, 3:01 am
The Commission will also consider adopting rules requiring links to exhibits (here’s our podcast on that proposal from a few months back)… – Broc Romanek [read post]
11 Sep 2017, 3:55 am
The press release includes a list of companies that received the letters, a sample letter, a sample board matrix – and a sample letter to companies that haven’t enacted proxy access… Tomorrow’s Webcast: “Secrets of the Corporate Secretary Department” Tune in tomorrow for the webcast – “Secrets of the Corporate Secretary Department” – to hear former Pitney Bowes’ Amy Corn, Primerica’s Stacey Geer and Mondelez… [read post]
17 Aug 2010, 4:26 am
- Broc Romanek [read post]
3 Feb 2012, 4:18 am
- Conflicts of Interest: Serving on Another Company's Board - More on "Ringing the NYSE's Bell" - Broc Romanek [read post]
14 May 2015, 3:08 am
– Broc Romanek [read post]
13 May 2010, 5:01 am
- Broc Romanek [read post]
4 Aug 2010, 4:46 am
- Broc Romanek [read post]
