Search for: "Corporate Funding & Investments LLC" Results 1341 - 1360 of 1,716
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1 Feb 2023, 2:39 pm by anne
  The government alleged that Allianz and the individual defendants manipulated numerous financial reports and other information given to investors to conceal the risk in a large investment fund. [read post]
4 Apr 2018, 11:28 am by CFM Admin
Staff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsStaff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsDalia Blass, Director, Division of Investment Management, US Securities and Exchange CommissionIn a staff letter to the Investment Company Institute and Asset Management Group, Blass addressed potential issues the SEC has identified concerning registered funds and products focused on cryptocurrency. [read post]
3 May 2019, 6:38 am
Why it matters: Vanguard’s Investment Stewardship Commentary Posted by Glenn Booraem, Vanguard, on Wednesday, May 1, 2019 Tags: Boards of Directors, Engagement, ESG, Index funds, Institutional Investors, Long-Term value, Shareholder voting, Stewardship, Vanguard Accounting Class Actions Filings and Settlements—2018 Review and Analysis Posted by Elaine Harwood, Frank Mascari, and Laura Simmons, Cornerstone Research,… [read post]
26 Jan 2024, 4:00 am by jonathanturley
The first provision references a circumstance when a lawyer can pay bills “from funds collected or to be collected for the client as a result of representation. [read post]
26 May 2017, 6:33 am
Maloney, Skadden, Arps, Slate, Meagher & Flom LLP, on Sunday, May 21, 2017 Tags: Boards of Directors, Charter & bylaws, Delaware law, DGCL, DGCL Section 204, DGCL Section 205, Mergers & acquisitions, Shareholder suits, Shareholder voting It Pays to Write Well Posted by Byoung-Hyoun Hwang, Cornell SC Johnson College of Business and Hugh Kim, University of South Carolina, on Monday, May 22, 2017 Tags: Disclosure, Financial reporting, Firm valuation, Incentives, Proxy materials, SEC,… [read post]
15 Oct 2010, 8:01 am by Theo Francis
He’s taking the post of a “well stimulation” company called Frac Tech Services LLC. [read post]
14 Jun 2010, 8:39 am by David Cosgrove
For example, a $600 million global settlement involving Prudential Securities’ registered representatives defrauding mutual funds. [read post]
30 Aug 2024, 5:06 pm by Ben Vernia
and related corporate entities, alleging that Endo violated the FCA and caused hundreds of mill [read post]
24 Oct 2019, 7:30 am by Leiza Dolghih
Operating Agreement – If you have several owners or co-founders of the company, an operating agreement (for LLCs) or a similar agreement (for corporations), is a must. [read post]
23 Feb 2015, 9:14 am by Allison Tussey
Agodio was the founder and principal employee of A&O Consulting, LLC, which provided accounting and business consulting services; and AORE Investments, Inc., which Agodio described as a real estate firm based in Bethesda, Maryland. [read post]
31 Jan 2007, 8:29 pm
For more information about eMag Solutions, call 800-364-9838, email info@emaglink.com or visit www.emaglink.com. eMag Solutions is owned by Patriarch Partners LLC, (”Patriarch”) an investment fund based in New York and Charlotte, North Carolina. [read post]
25 Oct 2022, 10:46 am by assoulineberlowe
Chicago Crypto Capital LLC et al In the Northern District of Illinois, the SEC has brought a civil action against Chicago Crypto Capital LLC (“Chicago Crypto”), its president and sole owner Brian B. [read post]
14 Feb 2012, 12:39 pm by William McGrath
The seven individuals, who worked at three different hedge funds and two other investment firms, in an industry dubbed "Perfect Hedge," used the information regarding Dell, to net more than $60 million in illegal profits for the three hedge funds. [read post]
29 May 2015, 9:02 am by WIMS
The Appeals Court concluded that the MPSC properly disallowed TES Filer's request for recovery of additional funds for NOx and SO2 allowances. [read post]
30 Aug 2023, 5:45 am by Jeff
The Significance of Opportunity Zone Funds Investors can defer capital gains taxes on any previous investments until 2026 by investing those gains into an Opportunity Fund. [read post]
18 Feb 2012, 5:15 am by Richard Renner
These are companies that are organized to staff the Funds marketed as Fidelity Investments and registered with the SEC. [read post]
24 Jun 2013, 1:39 pm by Cathy Holmes
USCIS can and should utilize the same industry proven methodologies to determine excess or new demand for purposes of accounting for visitor spending economic impact of a hotel development funded through the EB-5 Program. [read post]
24 Dec 2021, 6:26 am
Sandstrom, Center for Political Accountability, on Saturday, December 18, 2021 Tags: Accountability, Disclosure, ESG, Lobbying, Political spending, Transparency BlackRock Investment Stewardship Global Principles Posted by John McKinley, BlackRock Investment Stewardship, on Saturday, December 18, 2021 Tags: BlackRock, Boards of Directors, Climate change, ESG, Index funds, Institutional… [read post]
20 Jun 2019, 9:36 am by Bob Ambrogi
” In other investment news: Infinnium LLC, a startup that uses artificial intelligence to help law firms and corporations improve information management in areas such as data privacy, governance and e-discovery, announced a multimillion-dollar seed investment by Sahajanand Group; SeedLegals, a London-based legal platform for startups to streamline fundraising, closed a $4m Series A funding; and Berlin-headquartered Legal OS, which is… [read post]