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22 Feb 2018, 9:00 am by Jason M. Knott
As we previously covered here, the Digital Realty case involved a key issue under the Dodd-Frank Act’s anti-retaliation provision: does the provision apply to a whistleblower who reported internally, but did not provide information to the SEC? [read post]
28 Jan 2020, 5:58 am by Jessica Lesser
Following its enaction, the Dodd-Frank Act left the financial services industry with uncertainty in many areas. [read post]
21 Sep 2016, 5:00 am by John Jascob
The MSRB’s rules were mandated by Dodd-Frank Act reforms enacted in response to the Great Recession.Key achievements. [read post]
22 Jan 2015, 3:48 pm by James
The three people inside were identified as Frank Kramer, Taylor Kramer, and Kristy Kramer. [read post]
27 Sep 2010, 5:23 am
(This is a partial excerpt of an article previously published in Bloomberg Insurance Law Report available here.)The Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act)1 is the latest development in the ongoing saga of state versus federal regulation of insurance. [read post]
2 Sep 2010, 3:41 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) is the latest development in the ongoing saga of state versus federal regulation of insurance. [read post]
9 Jan 2017, 11:31 am by FHH Law
FHH’s own managing member, Frank Montero was featured in a front page profile interview for Radio World Magazine where he discusses his views on the Trump Administration’s impact on the new FCC and the potential effect on broadcasters. [read post]
14 May 2009, 11:05 am
Sunday's New York Times brought us some thoughts on the crisis facing the newspaper industry from Frank Rich. [read post]
17 Mar 2014, 12:11 pm by Haskell Murray
Professor Jennifer Pacella (CUNY-Baruch) recently posted an article entitled Bounties for Bad Behavior: Rewarding Culpable Whistleblowers under the Dodd-Frank Act and Internal Revenue Code. [read post]
14 Aug 2014, 2:21 pm by Eric C. Chaffee
Pollard and Tod Perry have posted 'Grade Incomplete': Examining the Securities and Exchange Commission’s Attempt to Implement Credit Rating and Certain Corporate Governance Reforms of Dodd-Frank on SSRN with the following abstract: Following the financial crisis of 2007-2009,... [read post]
5 Mar 2008, 7:01 pm
Mob boss Frank Costello, one--time head of the Luciano crime family, faced charges in the 1950s for tax evasion, the favored means to attack the Mafia before the advent of RICO -- think Al Capone. [read post]
13 Jun 2011, 11:23 am by James Hamilton
Ahead of the CFTC public meeting to consider the effective date of Dodd-Frank derivatives provisions, House Agriculture Committee Chair Frank Lucas (R-OK) asked the Commission to respond to a series of questions centered on resolving the uncertainties as the July 16, 2011 date approaches when as many as 175 provisions of Title VII of Dodd-Frank could arguably automatically take effect. [read post]