Search for: "Frank Banks"
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4 Aug 2022, 9:37 am
Court of Appeals for the Second Circuit has implications for whistleblowers under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act” or “The Act”). [read post]
12 Dec 2011, 8:10 am
The paper’s case study is of the Volcker rule, which restricts proprietary trading and ownership interests in hedge funds and private equity funds by banking entities. [read post]
20 Jul 2022, 10:44 pm
You remember him, the guy who prosecuted Frank Gable. [read post]
3 Apr 2011, 9:13 am
Although, as Frank Pasquale points out, Blankfein may actually be nervously wringing his hands wondering whether $14M will be enough. [read post]
14 Jul 2010, 5:01 pm
This is landmark legislation that touches many aspects of banking and securities regulation, regulates the OTC derivatives markets for the first time and enhances the powers and resources of the SEC. [read post]
23 Oct 2009, 12:34 pm
I took a lot of notes, but what's stuck with me are Frank Merola's remarks origins of the gaming industry and their effect on gaming regulation. [read post]
15 Jan 2014, 12:28 pm
Because the list is behind the DBR firewall, I'll let your know that it begins as follows: JPMorgan Credit Suisse Bank of America Goldman Sachs Citi [read post]
13 Dec 2011, 12:25 pm
I had the pleasure today of interviewing Donna Boehme about the impact Dodd-Frank has had on corporate compliance programs. [read post]
8 Apr 2011, 7:30 am
Flaum and his client, Wells Fargo, took a gamble when they maneuvered to get all of the bank's subprime securities litigation before one judge. [read post]
25 Jul 2012, 11:26 am
The former CFTC official urged the Commission to clarify the guidance before registration and other Dodd-Frank requirements go take effect so that firms can plan for the scope of Dodd-Frank’s impact on their global businesses. [read post]
7 Apr 2021, 3:31 pm
The current regulatory examination follows on the heels of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law 111-203) (commonly referred to as Dodd-Frank) which overhauled financial regulation in the aftermath of the 2009 financial crisis. [read post]
7 Apr 2021, 3:31 pm
The current regulatory examination follows on the heels of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law 111-203) (commonly referred to as Dodd-Frank) which overhauled financial regulation in the aftermath of the 2009 financial crisis. [read post]
26 Jan 2017, 5:00 am
He said he looks forward to working with policymakers to consider how to best reform Dodd-Frank in a coordinated manner that benefits the markets and their users. [read post]
19 Feb 2012, 12:22 pm
But no matter what went into the document, eminent domain remains an option for city council, said Jim Banks, city attorney. [read post]
13 Aug 2019, 4:47 pm
The Byline Festival takes place at Pippingford Park in Sussex over the bank holiday weekend (23 to 26 August 2019). [read post]
4 Apr 2012, 7:42 am
Dodd-Frank Act Section 113 provides that the FSOC may determine that a U.S. nonbank financial company must be supervised by the Fed. [read post]
31 May 2010, 10:00 am
The ever challenging Frank Rich: The only good news from the oil spill is that when catastrophe strikes, even some hard-line conservatives, like Gov. [read post]
19 Jul 2012, 3:53 am
And also gestures at Dodd-Frank. [read post]
23 Oct 2007, 8:29 am
House Democrats have introduced legislation that would hold third-party banks liable for packaging and reselling mortgages that the borrower decides to sue on. [read post]
23 Oct 2007, 8:30 am
House Democrats have introduced legislation that would hold third-party banks liable for packaging and reselling mortgages that the borrower decides to sue on. [read post]
