Search for: "New York Stock Exchange"
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24 Jul 2020, 12:10 am
Thompson also worked with leaders of the financial services industry to reform the operations of the New York Stock Exchange, and spearheaded the City's innovative Banking Development District program. [read post]
24 Jul 2020, 12:10 am
Thompson also worked with leaders of the financial services industry to reform the operations of the New York Stock Exchange, and spearheaded the City's innovative Banking Development District program. [read post]
26 Apr 2008, 5:11 pm
The New York Court of Appeals, 1st Division recently upheld a lower court ruling that a series of "signed" emails is a sufficient writing to modify a contract. [read post]
12 Sep 2010, 10:56 am
(k) "Ownership interest" or "investment interest" shall mean an interest through equity, debt, or other means, but shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock exchange or on the American stock exchange,… [read post]
10 Oct 2015, 5:24 am
Canarsie Capital was named for the Brooklyn neighborhood where Li grew up and was launched in January 2013 and had offices in midtown Manhattan, New York. [read post]
9 Aug 2013, 11:50 am
I would also like to thank the security teams at the New York Federal Reserve Bank and the New York Stock Exchange for their assistance. [read post]
23 Jan 2012, 5:59 am
Once the final rule becomes effective (30 days from its publication in the federal register) the list of covered securities will include those listed, or authorized for listing, on: New York Stock Exchange; NYSE Amex LLC; National Market System of the Nasdaq Stock Market; Tier I of the NYSE Arca, Inc.; Tier I of the Nasdaq OMX PHLX LLC; Chicago Board Options Exchange, Incorporated; Options listed on the International Securities… [read post]
17 Oct 2012, 6:39 am
Another New York federal judge recently approved a settlement entered into by the SEC with two former Bear Stearns hedge fund managers. [read post]
2 Mar 2018, 8:24 am
Unlike traditional stocks and publicly traded REITs, non-traded REITs do not trade on a national securities exchange. [read post]
21 Nov 2008, 1:53 am
The class is defined as “[a]ll persons or entities who or which from August 4, 2000 through and including February 21, 2003: (a) purchased or otherwise acquired ordinary shares of Bayer AG on the U.S. over-the-counter market or purchased American Depository Receipts (ADRs) of Bayer AG on the New York Stock Exchange, regardless of the purchaser's country of residence at the time of purchase; or (b) purchased or otherwise acquired ordinary shares or… [read post]
6 Jun 2010, 3:14 pm
As a specialist financial derivatives broking firm, Intercapital grew from the original four people to over three hundred world-wide, with offices in London, New York, Sydney, Singapore and a joint venture in Tokyo. [read post]
14 Mar 2018, 9:02 pm
Also in the wake of the outbreaks, Crumpacker was named as a “repeat buyer” for a New York City cocaine-trafficking ring which provided delivery services to customers throughout Manhattan. [read post]
20 Nov 2023, 6:27 pm
New York Gambling Advertising Laws to Change? [read post]
24 Dec 2008, 8:41 pm
The New York State Appellate Division has affirmed Suffolk County Supreme Court Justice Melvyn Tanenbaum's decision in Rogowsky v. [read post]
24 Aug 2018, 8:55 am
In May of 2013, Todd Newman and Anthony Chiasson were convicted in Federal District Court for the Southern District of New York (with jurisdiction over Wall Street) of conspiracy to commit insider trading and insider trading. [read post]
20 Mar 2008, 10:00 am
On November 18, 2005, the New York Stock Exchange filed an application with the SEC to delist the stock. [read post]
10 Jan 2013, 1:38 pm
The United States District Court for the Southern District of New York dismissed the action for failure to state a claim under Section 16(b). [read post]
31 May 2011, 3:17 pm
Absent space in the New York Times to explain, following is an elaboration of this position. [read post]
20 Aug 2008, 2:01 am
The managers and supervisors of the London Stock Exchange, New York Stock Exchange, etc., seem to be very comfortable with delivering on their supervisory responsibilities on these exchanges, despite the OTC derivatives market that flourishes alongside. [read post]
18 Apr 2007, 5:15 am
Kenny was independent within the meaning of the rules of the New York Stock Exchange in place at that time. [read post]
