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21 Dec 2012, 4:00 am by Cordell Parvin
I recently wrote: Make Your Holiday Card Remarkable and suggested that you either make your holiday card remarkable or do not send one. [read post]
25 Apr 2017, 2:16 pm by Adam Gana
The securities and investment lawyers of Gana LLP are investigating customer complaints filed with the Financial Industry Regulatory Authority (FINRA) against broker David James Mura (Mura). [read post]
26 Dec 2015, 8:12 pm by Sabrina I. Pacifici
Posted by Jon Eisenberg, K&L Gates LLP, December 26, 2015 – Harvard Law School Forum on Corporate Governance and Financial Regulation: “In its 2015 Financial Report, the SEC repeated its view that one of the two principal purposes of the Securities Act of 1933 and the Securities Exchange Act of 1934 is to ensure that “people who sell and trade securities—brokers, dealers and exchanges—must treat investors fairly and honestly, putting… [read post]
13 Jul 2024, 6:49 am by Staff Attorney
  SLCG starts off by calling Aegis one of the worst retail brokerage firms based on complaints and a firm that investors should avoid it at all costs. [read post]
16 May 2012, 2:36 pm by Elie Mystal
I Cleary have one firm in my sights. [read post]
13 Aug 2009, 4:34 am
One answer to this question is found in Carl v, Cohen,  NY Slip Op 31747(u), a decision by Justice Edmead. [read post]
30 Aug 2009, 8:05 pm by Blum & Silver, LLP
Blum & Silver, LLP and its co-counsel have obtained one of the single largest arbitration awards against an individual financial advisor. [read post]
20 Dec 2023, 3:30 pm by Philip Pillsbury
    The post Pillsbury & Coleman Continues to Succeed in Compelling Production of Performance Evaluations appeared first on Pillsbury & Coleman, LLP. [read post]
16 Apr 2007, 8:00 pm
[this post is one of a series covering the Leg@l IT Conference] Me Yvan Houle, from Borden Ladner Gervais LLP, presented a session titled "La boîte à outils quotidienne: un cabinet virtuel sans papier". [read post]
25 Nov 2014, 2:10 pm by Seyfarth Shaw LLP
Authored by Seyfarth Shaw LLP During this special time of giving thanks, we want to thank YOU, our loyal readers. [read post]
20 Nov 2019, 8:37 am by Galluzzo & Arnone
The criminal defense attorneys at Galluzzo & Arnone LLP have successfully represented many people charged with wire fraud in federal court. [read post]
14 Mar 2008, 7:00 am
With 1800 lawyers, Sidley has annual revenues of more than one billion dollars and offices in 16 cities worldwide. [read post]
25 Nov 2008, 7:05 am
"Crowell & Moring LLP is conducting a three-part seminar series to address the fall-out and future of credit default swaps (CDS), the derivative instruments that have been blamed by some as one of the causes of the current financial crisis.The volatile CDS market is expected to instigate significant litigation as investors seek to recoup their losses, as well as attention from regulators who are likely to seek control over the market. [read post]
31 Mar 2025, 12:11 pm by Philip Pillsbury
One of the more challenging aspects of a personal injury action is the interaction between the  insured defendant and their insurance carriers. [read post]
12 Mar 2024, 2:48 pm
He was an Associate at Coblentz Patch Duffy and Bass LLP from 2005 to 2007 and at Morrison & Foerster LLP from 2003 to 2005. [read post]
12 Sep 2019, 2:00 am by Serena Wolfond
The post The Do’s and Don’ts of Joint Ownership appeared first on Mills & Mills LLP. [read post]