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7 Jul 2016, 11:38 am by Randal L. Gainer
”[20] Leonard Schrank, SWIFT’s CEO from 1992 to 2007, called the attacks on the Bangladesh central bank and BDA a “huge wake-up call. [read post]
6 Jul 2016, 9:49 am by Green, Schafle & Gibbs
The findings stated that the firm’s WSPs required the firm’s registered representatives to copy all email correspondence to its CCO for review and retention. [read post]
4 Jul 2016, 5:45 am
My current political choices show that's the kind of person I am.I want to say no, but I admit it's inconsistent with most of what I do politically these days.No, and my current political behavior supports this assertion. [read post]
2 Jul 2016, 3:10 am by Colin Zick
Anderson and Kate Leonard of the firm’s Investment Management group, with the reminder that “[m]aintenance of critical operations and systems, and the protection, backup, and recovery of data in the event of a significant business disruption…. [read post]
1 Jul 2016, 6:11 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 1, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 23–June 30, 2016. [read post]
30 Jun 2016, 2:08 pm
 Zenobi was undoubtedly thrilled to read Judge Joan Leonard's forty plus page order  issued Thursday, which exonerated him and his office on every count. [read post]
30 Jun 2016, 6:47 am
Posted by Christopher Leonard, Akin Gump Strauss Hauer & Feld LLP, on Thursday, June 30, 2016 Editor's Note: Christopher Leonard is a partner in the London office of Akin Gump Strauss Hauer & Feld LLP. [read post]
30 Jun 2016, 4:51 am by Associated Press
Leonard Raley, president and CEO of the foundation, which oversees the system’s $1 billion endowment, tells The Baltimore Sun that they are concerned about climate change and taking actions to reflect that. [read post]
27 Jun 2016, 6:01 am by Kit Case
Today’s post comes from guest author Leonard Jernigan, from The Jernigan Law Firm. [read post]
27 Jun 2016, 12:00 am by Estelle J. Tsevdos
In February 2014, a bench trial with US District Judge Leonard Davis presiding, resulted in a damages award of $16 million, plus interest. [read post]
22 Jun 2016, 4:35 am by Amy Howe
That’s not asking much. [read post]
16 Jun 2016, 1:58 pm by Andrew Hamm
., the Court held that a district court deciding whether to award attorney’s fees under the Copyright Act’s fee-shifting provision should give substantial weight to the objective reasonableness of the loser’s position, while still taking into account all other relevant circumstances. [read post]
16 Jun 2016, 10:38 am by D. Daxton White
According to FINRA, Leonard Allen Goldberg (CRD #223972, Rancho Mirage, California) recently submitted an Offer of Settlement in which he was barred from association with any FINRA member in any capacity. [read post]
10 Jun 2016, 7:16 am by Doug Cornelius
Offers Rare Account of Why It Didn’t Pursue Bribery Charges by Samuel Rubenfeld in WSJ.com’s Risk & Compliance Journal As the Securities and Exchange Commission announced it reached non-prosecution agreements in two unrelated foreign-bribery cases, the U.S. [read post]
10 Jun 2016, 3:44 am by Ben
 Harrington and Leonard say they wrote 'Amazing' in 2009. [read post]