Search for: "Stanley Wells"
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25 May 2012, 10:55 am
Citigroup, Morgan Stanley, UBS, Wells Fargo Sanctioned by FINRA for Selling Risky ETFs [read post]
24 May 2012, 8:21 pm
Stanley Boot Co., Inc. v. [read post]
24 May 2012, 8:21 pm
Stanley Boot Co., Inc. v. [read post]
24 May 2012, 6:51 am
Liquidity is the lifeblood of well functioning trading markets. [read post]
24 May 2012, 2:52 am
If you don't yet own shares of Facebook, if you will in the future, or if you're just hoping Facebook does well as a company, you should see the IPO as a smashing success. [read post]
23 May 2012, 7:58 pm
Was it your long-time confidant who says your fiancee isn’t good enough for you and then runs off and marries her, or a seller’s remorse on a hundred-million dollar scale? [read post]
23 May 2012, 12:12 pm
The post-mortem on Facebook's IPO is well underway. [read post]
23 May 2012, 11:42 am
Underwriting analysts from Morgan Stanley, JP Morgan, and Goldman Sachs lowered their estimates for the value of the stock during the IPO meetings that took place throughout the month of May. [read post]
23 May 2012, 8:29 am
Indeed, it seems likely that further litigation will follow, as well. [read post]
23 May 2012, 5:58 am
When I posted last week that the Facebook IPO was an opportunity for fraud, and quoted Jim Sallah, the well-known Boca Raton securities attorney, I was talking about stock scammers, not major brokerage firms.Reuters is reporting, under a headline Morgan Stanley Cut Facebook Estimates Just Before IPO that in the run-up to Facebook's $16 billion IPO, Morgan Stanley the lead underwriter on the deal, unexpectedly told some of its clients that the firm was… [read post]
21 May 2012, 5:06 am
Well, obviously Mrogan Stanley was under the impression that real estate prices would go up forever. [read post]
17 May 2012, 6:36 am
(RDC) NCDST 98.08% 71.08% Stanley Black & Decker, Inc. [read post]
15 May 2012, 10:00 pm
In connection with FINRA’s efforts, UBS Financial Services, Morgan Stanley, Wells Fargo and Citigroup Global Markets Inc. have agreed to pay $7.3 million in fines and $1.8 million in restitution, totaling $9.1 million. [read post]
15 May 2012, 12:05 pm
Stanley Cohen, Hammoud's attorney, believes that the sentence he received is disproportionate to the crime. [read post]
15 May 2012, 9:14 am
Liu, as well as civil penalties against the three individuals. [read post]
15 May 2012, 1:04 am
If it is, then that may well strongly support the contention that the party who would have won did better out of the settlement, and therefore did win.And Stanley Burnton LJ states at paras 75 to 77:75. [read post]
15 May 2012, 1:04 am
If it is, then that may well strongly support the contention that the party who would have won did better out of the settlement, and therefore did win.And Stanley Burnton LJ states at paras 75 to 77:75. [read post]
12 May 2012, 4:25 am
FINRA has announced that three of the country's largest brokerage firm: Citigroup Global Markets, Inc ("Citigroup"); Morgan Stanley & Co., LLC ("Morgan Stanley"); UBS Financial Services ("UBS"); and Wells Fargo Advisors, LLC ("Wells Fargo") were sanctioned for sales of leveraged and inverse exchange-traded funds ("ETFs") without reasonable supervision and without a reasonable basis for recommending these… [read post]
12 May 2012, 4:25 am
FINRA has announced that three of the country's largest brokerage firm: Citigroup Global Markets, Inc ("Citigroup"); Morgan Stanley & Co., LLC ("Morgan Stanley"); UBS Financial Services ("UBS"); and Wells Fargo Advisors, LLC ("Wells Fargo") were sanctioned for sales of leveraged and inverse exchange-traded funds ("ETFs") without reasonable supervision and without a reasonable basis for recommending these… [read post]
11 May 2012, 6:00 am
Weigh debt To begin, prepare a summary of the last 12 months of all credit card and utility bills as well as personal and jointly held loans. [read post]
