Search for: "The Regulatory Review Staff"
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21 Oct 2011, 6:44 am
The Court concluded that the policy at issue eliminated coverage for two types of potential securities claims: (1) claims relating to administrative or regulatory proceedings against Office Depot and (2) claims related to an administrative or regulatory investigation of Office Depot. [read post]
7 Aug 2024, 4:18 am
This integration significantly reduces human error and enhances review accuracy compared to traditional AI methods like Technology-Assisted Review (TAR) and linear review. [read post]
12 Sep 2013, 9:30 pm
Sometimes, the numbers did shift as a result of the review process. [read post]
7 Apr 2010, 3:44 pm
The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
17 Jan 2019, 7:53 am
A qualitative assessment, possibly based upon independent third-party investigations or reviews, is required. [read post]
13 Mar 2023, 8:47 pm
Bauer, Senior Regulatory Drug Expert & James E. [read post]
5 Nov 2010, 9:04 am
The SEC staff stated in its response that “a person’s receipt of transaction-based compensation in connection with these activities is a hallmark of broker-dealer activity. [read post]
26 Feb 2023, 5:12 am
Here are some of the regulatory developments of significance to broadcasters from the past week, with links to where you can go to find more information as to how these actions may affect your operations. [read post]
16 Jun 2021, 6:53 am
The GAO also interviewed CFPB staff. [read post]
9 Feb 2015, 9:28 am
In reviewing the Cybersecurity Summary, certain observations can be made. [read post]
7 Sep 2011, 8:37 am
The training will be provided to all CDER and CBER review staff, and will be part of the reviewer training core curriculum. [read post]
10 Jun 2020, 10:59 am
These actions could also subject a registered professional such as a nurse to discipline with their regulatory body and civil lawsuits as well. [read post]
16 Jul 2019, 6:14 am
Roth further observed that such regulatory double teaming is an inefficient use of resources and is one of the reasons that NFA meets with the CFTC DOE on a quarterly basis to review matters. [read post]
27 Feb 2014, 8:25 am
<> Fifth edition of Moving Towards a Climate Neutral UN - released today, details the emissions from 64 United Nations organizations, covering nearly 225,000 staff around the world. [read post]
16 Jul 2014, 2:02 am
The responsibility for resolving the essential regulatory issues here lies with the five Commissioners themselves. [read post]
25 Aug 2021, 8:19 am
Ministry actions and policies – Inconsistent priorities, verification and enforcement The Audit found that Ministry staff and document owners have conflicting expectations for how the Ministry prioritizes inspections, document review, and feedback, and no policy or procedure exists to set these expectations. [read post]
3 Aug 2016, 8:05 am
Piwowar called for an update to the staff’s Industry Guide 3 which assists bank holding companies in preparing their disclosure documents. [read post]
17 Sep 2020, 8:07 am
The GAO noted that SEC staff indicated that the topic of conflict minerals remains on the Commission’s long-term regulatory agenda, but that Commission action was unlikely before at least June 2021.The SEC provided "technical comments" to the GAO for the report, although the SEC did not provide a comment in response to the specific recommendation made by the GAO. [read post]
2 Feb 2021, 7:51 am
Prior to that, Khanna was staff member of the Financial Stability Oversight Council at the U.S. [read post]
3 Jul 2013, 11:41 am
Establish a national hospital regulatory/accrediting body to set consistent testing standards for all states. [read post]
